#analyst-notes #guidance-for-standards-i-vii
C. Procedures for compliance.
Members and candidates can acquire and maintain knowledge about applicable laws, rules, and regulations by:
- Maintaining current files of applicable statutes, rules, regulations and important cases in a readily accessible manner and encouraging the employer to distribute such information to members for this purpose.
- Keeping informed about any changes of laws. Counsel can provide assistance in this regard.
- Reviewing procedures. Compliance procedures should be reviewed on a regular basis to ensure that they reflect current laws.