B. Independence and Objectivity.
#analyst-notes #code-of-ethics-and-standards-of-professional-conduct
Example 4
Steve, a
portfolio manager, directs a large amount of his
commission business to a London
brokerage house. In appreciation for all the business, the London
brokerage house gives Steve
two tickets to travel anywhere in Europe.
Steve
fails to disclose receiving this package
to his supervisor. Steve has
violated the standard because accepting these perks, worth
more than $100, may hinder his independence and objectivity.
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