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C. Misrepresentation
#analyst-notes #code-of-ethics-and-standards-of-professional-conduct
Do not make any statements, orally or in writing, that misrepresent:

  • The services that they or their firms are capable of performing.
  • Their qualifications or the qualifications of their firms.
  • Their academic or professional credentials.

Misrepresentation = Any untrue statement of a fact or any statement that is otherwise false or misleading.

This standard relates to misrepresentations by members about their qualifications and services, and it disallows any misleading guarantees about investments and their returns.
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