B. Market Manipulation.
#analyst-notes #code-of-ethics-and-standards-of-professional-conduct #integrity-of-capital-markets
- The intent of the action is critical to determining whether it is a violation of this standard.
- The standard does not prohibit legitimate trading strategies that exploit a difference in market power, information, or other market inefficiencies. It also does not prohibit transactions done for tax purposes (e.g., selling and immediately buying back a particular stock).
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