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B. Additional Compensation Arrangements.
#analyst-notes #code-of-ethics-and-standards-of-professional-conduct #iv.-duties-to-employers
You must not accept gifts, benefits, compensation, or consideration that competes with, or might reasonably be expected to create a conflict of interest with, your employer's interests unless you obtain written consent from all parties involved.

Outside compensation/benefits may affect loyalties and objectivity and create potential conflicts of interest. These include direct compensations from CLIENTS and indirect compensations or other benefits from third parties.

Note: Accepting gifts is allowed, but you must inform your employer in writing before accepting.

Procedures for compliance

You should make an immediate written report to you employer specifying any compensation you receive or propose to receive for services in addition to compensation or benefits received from your primary employer. Disclosure in writing means any form of communication that can be documented (e.g., email). This written report should state the terms of any oral or written agreement under which a member will receive additional compensation. Terms include the following:

  • Nature of the compensation.
  • Amount of compensation.
  • Duration of the agreement.
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