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Subject 4. The Importance of Ethical Conduct in the Investment Industry
#cabra-session #challenges-to-ethical-conduct #ethics #has-images #importance-ethical-conduct-investment-industry #reading-rene-toussaint

High ethical standards are important for the investment industry and investment professionals. This is because the industry is built almost entirely on trust. Trust is important in the investment industry for several reasons:

  • The nature of the client relationship

  • Differences in knowledge and access to information

  • The nature of investment products and services

Clients must trust investment professionals to use their specialized skills and knowledge to serve clients and protect client assets. All stakeholders will gain long-term benefits when investment professionals adhere to high ethical standards.

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