Investment professionals should act beyond legal standards, making good judgments and responsible choices even in the absence of clear laws or rules.
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Subject 5. Ethical vs. Legal Standards rovide guidance for an evolving and increasingly complex world. In addition, new laws designed to reduce or eliminate conduct that adversely affects the markets can create opportunities for different but similarly problematic conduct.
<span>Investment professionals should act beyond legal standards, making good judgments and responsible choices even in the absence of clear laws or rules.
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