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If we see that knowing is not the act of an outside spectator but of apartici- pator inside the natural and social scene, then the true object of knowledge resides in the consequences of directed action. When we take this point of view, if only by way of ahy- pothesis, the perplexities and difficulties of which we have been speaking vanish. For on this basis there will be as many kinds of known objects as there are kinds of effectively con-
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The severity and characteristics of hepatic injury depend upon the blood vessels that are involved and the degree to which injury is related to passive congestion or diminished perfusion [1-3].
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ugh: Nov 2023. This topic last updated: Apr 18, 2023. INTRODUCTION — The liver's complex vascular supply and high metabolic activity make it particularly vulnerable to circulatory disturbances. <span>The severity and characteristics of hepatic injury depend upon the blood vessels that are involved and the degree to which injury is related to passive congestion or diminished perfusion [1-3]. There are several well-recognized forms of vascular injury to the liver, including Budd-Chiari syndrome, hepatic sinusoidal obstruction syndrome, passive congestion due to heart failure




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There are several well-recognized forms of vascular injury to the liver, including Budd-Chiari syndrome, hepatic sinusoidal obstruction syndrome, passive congestion due to heart failure, hepatic infarction, and ischemic hepatitis
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The severity and characteristics of hepatic injury depend upon the blood vessels that are involved and the degree to which injury is related to passive congestion or diminished perfusion [1-3]. <span>There are several well-recognized forms of vascular injury to the liver, including Budd-Chiari syndrome, hepatic sinusoidal obstruction syndrome, passive congestion due to heart failure, hepatic infarction, and ischemic hepatitis. Congestive hepatopathy refers to hepatic manifestations attributable to passive hepatic congestion, as occurs in patients with right-sided heart failure. Passive congestion often coexi




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Congestive hepatopathy refers to hepatic manifestations attributable to passive hepatic congestion, as occurs in patients with right-sided heart failure. Passive congestion often coexists with reduced cardiac output, making their relative contributions to hepatic injury intertwined. (See "Pathogenesis of liver injury in circulatory failure".)
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ms of vascular injury to the liver, including Budd-Chiari syndrome, hepatic sinusoidal obstruction syndrome, passive congestion due to heart failure, hepatic infarction, and ischemic hepatitis. <span>Congestive hepatopathy refers to hepatic manifestations attributable to passive hepatic congestion, as occurs in patients with right-sided heart failure. Passive congestion often coexists with reduced cardiac output, making their relative contributions to hepatic injury intertwined. (See "Pathogenesis of liver injury in circulatory failure".) Moreover, cardiac dysfunction may occur in the setting of cirrhosis, and cardiohepatic interactions are an area of active investigation [4]. This topic review will focus on passive cong




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Any cause of right-sided heart failure can result in hepatic congestion, including constrictive pericarditis, mitral stenosis, tricuspid regurgitation, cor pulmonale, and cardiomyopathy. Tricuspid regurgitation in particular can be associated with severe hepatic congestion because of the transmission of right ventricular pressure directly into the hepatic veins.
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s, and diagnosis".) ●(See "Hepatic sinusoidal obstruction syndrome (veno-occlusive disease) in adults".) ●(See "Ischemic hepatitis, hepatic infarction, and ischemic cholangiopathy".) ETIOLOGY — <span>Any cause of right-sided heart failure can result in hepatic congestion, including constrictive pericarditis, mitral stenosis, tricuspid regurgitation, cor pulmonale, and cardiomyopathy. Tricuspid regurgitation in particular can be associated with severe hepatic congestion because of the transmission of right ventricular pressure directly into the hepatic veins. Liver dysfunction and passive congestion are common in patients with congenital heart disease and single-ventricle physiology who have undergone the Fontan procedure, which directs syst




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Liver dysfunction and passive congestion are common in patients with congenital heart disease and single-ventricle physiology who have undergone the Fontan procedure, which directs systemic venous return to the pulmonary artery with bypass of the right ventricle [5,6].
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cardiomyopathy. Tricuspid regurgitation in particular can be associated with severe hepatic congestion because of the transmission of right ventricular pressure directly into the hepatic veins. <span>Liver dysfunction and passive congestion are common in patients with congenital heart disease and single-ventricle physiology who have undergone the Fontan procedure, which directs systemic venous return to the pulmonary artery with bypass of the right ventricle [5,6]. CLINICAL FEATURES Clinical manifestations — Patients with hepatic congestion are usually asymptomatic. In such patients, hepatic congestion may be suggested only by abnormal liver bioch




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Patients with hepatic congestion are usually asymptomatic. In such patients, hepatic congestion may be suggested only by abnormal liver biochemical tests during routine evaluation.
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ology who have undergone the Fontan procedure, which directs systemic venous return to the pulmonary artery with bypass of the right ventricle [5,6]. CLINICAL FEATURES Clinical manifestations — <span>Patients with hepatic congestion are usually asymptomatic. In such patients, hepatic congestion may be suggested only by abnormal liver biochemical tests during routine evaluation. Symptomatic patients may present with jaundice, which may be mistaken for biliary obstruction [7]. Patients with acute cardiac decompensation may have jaundice and a significant increas




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Symptomatic patients may present with jaundice, which may be mistaken for biliary obstruction [7]. Patients with acute cardiac decompensation may have jaundice and a significant increase in serum aminotransferases, simulating acute viral hepatitis [8,9]. Right upper quadrant discomfort (due to stretching of the liver capsule) and ascites may also be present.
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festations — Patients with hepatic congestion are usually asymptomatic. In such patients, hepatic congestion may be suggested only by abnormal liver biochemical tests during routine evaluation. <span>Symptomatic patients may present with jaundice, which may be mistaken for biliary obstruction [7]. Patients with acute cardiac decompensation may have jaundice and a significant increase in serum aminotransferases, simulating acute viral hepatitis [8,9]. Right upper quadrant discomfort (due to stretching of the liver capsule) and ascites may also be present. Several cases of acute liver failure with coma, some resulting in death, have been reported in patients with congestive heart failure [7,9-12]. Most have been in the setting of superimp




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The term "acute cardiogenic liver injury" has been used when ischemic hepatitis occurs in the setting of congestive hepatopathy [13].
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reported in patients with congestive heart failure [7,9-12]. Most have been in the setting of superimposed shock and hepatic ischemia (ischemic hepatitis) rather than passive congestion alone. <span>The term "acute cardiogenic liver injury" has been used when ischemic hepatitis occurs in the setting of congestive hepatopathy [13]. Physical examination — A number of physical findings may be present depending in part upon the severity of the congestion and its chronicity. In addition to jaundice, patients may have




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In addition to jaundice, patients may have hepatomegaly, which can be massive (normal liver span on physical examination as measured by the liver dullness is 10 to 12 cm for men and 8 to 11 cm for women; by ultrasound, a normal liver is typically less than 16 cm in the midclavicular line).
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curs in the setting of congestive hepatopathy [13]. Physical examination — A number of physical findings may be present depending in part upon the severity of the congestion and its chronicity. <span>In addition to jaundice, patients may have hepatomegaly, which can be massive (normal liver span on physical examination as measured by the liver dullness is 10 to 12 cm for men and 8 to 11 cm for women; by ultrasound, a normal liver is typically less than 16 cm in the midclavicular line). The liver edge in congestive hepatopathy is typically firm, smooth, and somewhat tender. Ascites may be detected. Splenomegaly is uncommon, but like cardiac ascites, is attributable to




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The liver edge in congestive hepatopathy is typically firm, smooth, and somewhat tender. Ascites may be detected. Splenomegaly is uncommon, but like cardiac ascites, is attributable to transmitted central venous hypertension rather than liver disease.
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on physical examination as measured by the liver dullness is 10 to 12 cm for men and 8 to 11 cm for women; by ultrasound, a normal liver is typically less than 16 cm in the midclavicular line). <span>The liver edge in congestive hepatopathy is typically firm, smooth, and somewhat tender. Ascites may be detected. Splenomegaly is uncommon, but like cardiac ascites, is attributable to transmitted central venous hypertension rather than liver disease. Hepatojugular reflux is generally present and is useful in differentiating hepatic congestion from either primary intrahepatic liver disease or Budd-Chiari syndrome. In patients with si




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Hepatojugular reflux is generally present and is useful in differentiating hepatic congestion from either primary intrahepatic liver disease or Budd-Chiari syndrome. In patients with significant tricuspid regurgitation, the liver may be pulsatile, with palpable presystolic pulsations corresponding to prominent "v waves" on a right atrial pressure tracing. A loss of hepatic pulsatility in a patient with long-standing congestive hepatopathy suggests progression to cardiac cirrhosis.
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, smooth, and somewhat tender. Ascites may be detected. Splenomegaly is uncommon, but like cardiac ascites, is attributable to transmitted central venous hypertension rather than liver disease. <span>Hepatojugular reflux is generally present and is useful in differentiating hepatic congestion from either primary intrahepatic liver disease or Budd-Chiari syndrome. In patients with significant tricuspid regurgitation, the liver may be pulsatile, with palpable presystolic pulsations corresponding to prominent "v waves" on a right atrial pressure tracing. A loss of hepatic pulsatility in a patient with long-standing congestive hepatopathy suggests progression to cardiac cirrhosis. Laboratory testing — The most common liver biochemical abnormality is a mild elevation in the serum bilirubin level, which occurs in up to 70 percent of patients [14]. The total serum b




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The most common liver biochemical abnormality is a mild elevation in the serum bilirubin level, which occurs in up to 70 percent of patients [14]. The total serum bilirubin is usually less than 3 mg/dL, most of which is unconjugated [14,15].
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v waves" on a right atrial pressure tracing. A loss of hepatic pulsatility in a patient with long-standing congestive hepatopathy suggests progression to cardiac cirrhosis. Laboratory testing — <span>The most common liver biochemical abnormality is a mild elevation in the serum bilirubin level, which occurs in up to 70 percent of patients [14]. The total serum bilirubin is usually less than 3 mg/dL, most of which is unconjugated [14,15]. Patients with severe, usually acute, right-sided heart failure can develop striking hyperbilirubinemia [16]. The total serum bilirubin level was a predictor of mortality and morbidity i




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The precise cause of the hyperbilirubinemia is uncertain. Contributing factors may include hepatocellular dysfunction, hemolysis, pulmonary infarction, canalicular obstruction due to distended hepatic veins, medications, and superimposed sepsis [16].
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ith severe, usually acute, right-sided heart failure can develop striking hyperbilirubinemia [16]. The total serum bilirubin level was a predictor of mortality and morbidity in one report [15]. <span>The precise cause of the hyperbilirubinemia is uncertain. Contributing factors may include hepatocellular dysfunction, hemolysis, pulmonary infarction, canalicular obstruction due to distended hepatic veins, medications, and superimposed sepsis [16]. Serum bilirubin levels correlate with right atrial pressures but not with the cardiac output [16]. Other liver biochemical tests are usually only mildly increased. The serum alkaline ph




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Serum bilirubin levels correlate with right atrial pressures but not with the cardiac output [ 16].
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Contributing factors may include hepatocellular dysfunction, hemolysis, pulmonary infarction, canalicular obstruction due to distended hepatic veins, medications, and superimposed sepsis [16]. <span>Serum bilirubin levels correlate with right atrial pressures but not with the cardiac output [16]. Other liver biochemical tests are usually only mildly increased. The serum alkaline phosphatase level is usually normal or only minimally elevated in acute heart failure even in the pre




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The serum alkaline phosphatase level is usually normal or only minimally elevated in acute heart failure even in the presence of jaundice, helping distinguish jaundice due to congestion from biliary obstruction. However, the serum alkaline phosphatase level may be elevated in chronic severe heart failure [17-19].
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and superimposed sepsis [16]. Serum bilirubin levels correlate with right atrial pressures but not with the cardiac output [16]. Other liver biochemical tests are usually only mildly increased. <span>The serum alkaline phosphatase level is usually normal or only minimally elevated in acute heart failure even in the presence of jaundice, helping distinguish jaundice due to congestion from biliary obstruction. However, the serum alkaline phosphatase level may be elevated in chronic severe heart failure [17-19]. The serum gamma-glutamyl transpeptidase (GGT) may also be increased in patients with an acute exacerbation of heart failure [20]. Serum aminotransferase levels are elevated in about one




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The serum gamma-glutamyl transpeptidase (GGT) may also be increased in patients with an acute exacerbation of heart failure [ 20].
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ence of jaundice, helping distinguish jaundice due to congestion from biliary obstruction. However, the serum alkaline phosphatase level may be elevated in chronic severe heart failure [17-19]. <span>The serum gamma-glutamyl transpeptidase (GGT) may also be increased in patients with an acute exacerbation of heart failure [20]. Serum aminotransferase levels are elevated in about one-third of patients, but typically no more than two to three times the upper limit of normal. Occasional patients have higher level




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Serum aminotransferase levels are elevated in about one-third of patients, but typically no more than two to three times the upper limit of normal.
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level may be elevated in chronic severe heart failure [17-19]. The serum gamma-glutamyl transpeptidase (GGT) may also be increased in patients with an acute exacerbation of heart failure [20]. <span>Serum aminotransferase levels are elevated in about one-third of patients, but typically no more than two to three times the upper limit of normal. Occasional patients have higher levels, probably because of coexisting ischemic hepatitis due to decreased cardiac output [8,10]. The degree of elevation in aminotransferases in such pa




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Striking elevations in aminotransferases (exceeding 1000 international units/L or 50 times the upper limit of normal) may be seen in patients with hypotension due to heart failure and may cause diagnostic confusion with viral hepatitis [22].
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epatitis due to decreased cardiac output [8,10]. The degree of elevation in aminotransferases in such patients correlates with the extent of zone 3 necrosis seen on liver biopsy specimens [21]. <span>Striking elevations in aminotransferases (exceeding 1000 international units/L or 50 times the upper limit of normal) may be seen in patients with hypotension due to heart failure and may cause diagnostic confusion with viral hepatitis [22]. Serum albumin levels are decreased in 30 to 50 percent of patients, but are rarely less than 2.5 g/dL. The degree of hypoalbuminemia does not correlate with the degree of histologic liv




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Hypoalbuminemia is more likely to be caused by malnutrition and protein-losing gastroenteropathy due to increased intestinal lymphatic pressure.
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The degree of hypoalbuminemia does not correlate with the degree of histologic liver damage [23], but is an independent predictor of death in patients with acute or chronic heart failure [13]. <span>Hypoalbuminemia is more likely to be caused by malnutrition and protein-losing gastroenteropathy due to increased intestinal lymphatic pressure. (See "Protein-losing gastroenteropathy".) The prothrombin time is mildly abnormal in many patients. The cause is incompletely understood. It may in part be due to impaired hepatic synth




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Limited data suggested that hyperammonemic encephalopathy due to heart failure improved with lactulose therapy [26].
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f liver dysfunction. The mechanism leading to hyperammonemia in heart failure is uncertain, but in most cases it appears to be related to heart failure itself rather than to liver disease [25]. <span>Limited data suggested that hyperammonemic encephalopathy due to heart failure improved with lactulose therapy [26]. DIAGNOSIS — Hepatic congestion should be suspected in patients with the above clinical and laboratory features in the setting of congestive heart failure or other cardiac condition asso




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Other causes of liver dysfunction should also be considered, including biliary obstruction, acute or chronic viral hepatitis, hepatic infiltrative disorders, and drug or herbal medication toxicity, depending upon the clinical setting.
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be suspected in patients with the above clinical and laboratory features in the setting of congestive heart failure or other cardiac condition associated with elevated central venous pressure. <span>Other causes of liver dysfunction should also be considered, including biliary obstruction, acute or chronic viral hepatitis, hepatic infiltrative disorders, and drug or herbal medication toxicity, depending upon the clinical setting. In addition to a careful history (ie, risk factors for liver disease and medications that might contribute to hepatic injury) and a physical examination, a reasonable evaluation might i




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Serologic testing for viral hepatitis, hemochromatosis, Wilson disease (especially in a young person), autoimmune hepatitis, alpha-1 antitrypsin deficiency, celiac disease, and thyroid dysfunction can be obtained.
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e, risk factors for liver disease and medications that might contribute to hepatic injury) and a physical examination, a reasonable evaluation might include the following: ●Laboratory testing – <span>Serologic testing for viral hepatitis, hemochromatosis, Wilson disease (especially in a young person), autoimmune hepatitis, alpha-1 antitrypsin deficiency, celiac disease, and thyroid dysfunction can be obtained. A markedly elevated serum N-terminal-proBNP level distinguishes ascites due to heart failure from ascites due to cirrhosis [27]. In one study, a serum BNP level >364 pg/mL had a sens




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Imaging studies include right upper quadrant ultrasonography with Doppler studies of the portal and hepatic veins and hepatic artery, electrocardiogram, and echocardiography.
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L had a sensitivity of 98 percent for heart failure-related ascites, and a level <182 pg/mL excluded heart failure-related ascites [28]. (See "Evaluation of adults with ascites".) ●Imaging – <span>Imaging studies include right upper quadrant ultrasonography with Doppler studies of the portal and hepatic veins and hepatic artery, electrocardiogram, and echocardiography. Characteristic findings on conventional imaging studies include dilatation of the inferior vena cava and hepatic veins, retrograde hepatic venous opacification shortly after intravenous




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Patients with ascites should undergo a diagnostic paracentesis, which typically reveals a high ascitic protein content, usually greater than 2.5 g/dL, reflecting the relatively well-preserved serum albumin levels and the contribution of "hepatic lymph" to the ascites. The increased protein is presumed to be due to the rupture of hepatic lymphatics, which are rich in protein. The serum-to-ascites albumin gradient is ≥1.1, reflecting portal hypertension [36].
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sess fibrosis, including ultrasound elastography [31], diffusion-weighted magnetic resonance imaging, and magnetic resonance elastography, are under study [29,32-35]. ●Diagnostic paracentesis – <span>Patients with ascites should undergo a diagnostic paracentesis, which typically reveals a high ascitic protein content, usually greater than 2.5 g/dL, reflecting the relatively well-preserved serum albumin levels and the contribution of "hepatic lymph" to the ascites. The increased protein is presumed to be due to the rupture of hepatic lymphatics, which are rich in protein. The serum-to-ascites albumin gradient is ≥1.1, reflecting portal hypertension [36]. Improvement in liver biochemical tests with treatment of the underlying cardiac condition provides support for the diagnosis. A liver biopsy can help confirm the diagnosis of congestive




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Before considering a percutaneous liver biopsy, careful attention should be given to coagulation parameters, and a percutaneous biopsy should not be performed in patients with ascites.
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gic injury, but it is rarely required. Moreover, the distribution and pattern of fibrosis is heterogenous throughout the liver, and sampling error can occur with percutaneous liver biopsy [37]. <span>Before considering a percutaneous liver biopsy, careful attention should be given to coagulation parameters, and a percutaneous biopsy should not be performed in patients with ascites. (See "Approach to liver biopsy".) PATHOLOGY — The term "nutmeg liver" has been used classically to describe the gross appearance of a congested liver. This description reflects reddish




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Care should be given to avoid excess diuresis, which could impair hepatic perfusion and precipitate zone 3 necrosis [12]. Of paramount importance is maintenance of cardiac output.
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ent for congestive hepatopathy is treatment of the underlying heart disease. Hepatic congestion and its clinical features, including jaundice and ascites, may respond dramatically to diuretics. <span>Care should be given to avoid excess diuresis, which could impair hepatic perfusion and precipitate zone 3 necrosis [12]. Of paramount importance is maintenance of cardiac output. (See "Overview of the management of heart failure with reduced ejection fraction in adults".) As noted above, patients may have an underlying coagulopathy, making them particularly sens




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As noted above, patients may have an underlying coagulopathy, making them particularly sensitive to warfarin anticoagulation. Therefore, coagulation status should be monitored closely if warfarin anticoagulation is being considered. Similar concerns relate to other drugs that require hepatic metabolism.
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ion and precipitate zone 3 necrosis [12]. Of paramount importance is maintenance of cardiac output. (See "Overview of the management of heart failure with reduced ejection fraction in adults".) <span>As noted above, patients may have an underlying coagulopathy, making them particularly sensitive to warfarin anticoagulation. Therefore, coagulation status should be monitored closely if warfarin anticoagulation is being considered. Similar concerns relate to other drugs that require hepatic metabolism. PROGNOSIS — The prognosis in patients with congestive hepatopathy is predicted mostly by the severity of the underlying heart disease. Liver disease per se rarely contributes significan




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However, increasing serum aminotransferases on day 3 and decreasing serum albumin on day 4 of a hospital admission for acute heart failure have been associated with adverse outcomes at six-month follow up [42].
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sis in patients with congestive hepatopathy is predicted mostly by the severity of the underlying heart disease. Liver disease per se rarely contributes significantly to morbidity or mortality. <span>However, increasing serum aminotransferases on day 3 and decreasing serum albumin on day 4 of a hospital admission for acute heart failure have been associated with adverse outcomes at six-month follow up [42]. Early histologic changes associated with passive congestion may resolve with medical therapy to treat the underlying cardiac condition. By contrast, prolonged hepatic congestion over mo




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Early histologic changes associated with passive congestion may resolve with medical therapy to treat the underlying cardiac condition. By contrast, prolonged hepatic congestion over months to years can lead to cirrhosis. Most of these patients have either constrictive pericarditis or mitral valve disease and secondary tricuspid regurgitation.
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ng serum aminotransferases on day 3 and decreasing serum albumin on day 4 of a hospital admission for acute heart failure have been associated with adverse outcomes at six-month follow up [42]. <span>Early histologic changes associated with passive congestion may resolve with medical therapy to treat the underlying cardiac condition. By contrast, prolonged hepatic congestion over months to years can lead to cirrhosis. Most of these patients have either constrictive pericarditis or mitral valve disease and secondary tricuspid regurgitation. The presence of cirrhosis does not necessarily signal a poor prognosis. Such patients uncommonly develop serious sequelae of chronic liver disease such as variceal bleeding [16,43]. How




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The Model for End-Stage Liver Disease (MELD) score excluding the international normalized ratio predicts outcomes in patients with congestive hepatopathy, who are frequently taking an anticoagulant [34,48].
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lity in patients with heart failure [44-47]. (See "Noninvasive assessment of hepatic fibrosis: Overview of serologic tests and imaging examinations", section on 'Indirect markers of fibrosis'.) <span>The Model for End-Stage Liver Disease (MELD) score excluding the international normalized ratio predicts outcomes in patients with congestive hepatopathy, who are frequently taking an anticoagulant [34,48]. Hepatocellular carcinoma may occur in patients with cardiac cirrhosis, particularly those who have had a Fontan procedure in childhood [49-51]. (See "Management of complications in pati




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Hepatocellular carcinoma may occur in patients with cardiac cirrhosis, particularly those who have had a Fontan procedure in childhood [49-51]
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End-Stage Liver Disease (MELD) score excluding the international normalized ratio predicts outcomes in patients with congestive hepatopathy, who are frequently taking an anticoagulant [34,48]. <span>Hepatocellular carcinoma may occur in patients with cardiac cirrhosis, particularly those who have had a Fontan procedure in childhood [49-51]. (See "Management of complications in patients with Fontan circulation", section on 'Liver disease'.) CONSTRICTIVE PERICARDITIS — Constrictive pericarditis is associated with clinical a




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Constrictive pericarditis is associated with clinical and pathologic changes in the liver similar to those seen in the Budd-Chiari syndrome [52].
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arly those who have had a Fontan procedure in childhood [49-51]. (See "Management of complications in patients with Fontan circulation", section on 'Liver disease'.) CONSTRICTIVE PERICARDITIS — <span>Constrictive pericarditis is associated with clinical and pathologic changes in the liver similar to those seen in the Budd-Chiari syndrome [52]. Hepatic vein pressures are generally higher than those seen in patients with right-sided heart failure, making patients with constrictive pericarditis relatively more likely to develop




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Patients with pericardial constriction may present with two types of complaints: those related to fluid overload, ranging from peripheral edema to anasarca; and those related to diminished cardiac output in response to exertion, such as fatigability and dyspnea on exertion. Constriction should be considered in any patient with an unexplained elevation in jugular venous pressure, particularly if there is a history of a predisposing condition. (See "Constrictive pericarditis: Diagnostic evaluation".)
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ly higher than those seen in patients with right-sided heart failure, making patients with constrictive pericarditis relatively more likely to develop hepatic necrosis and ultimately cirrhosis. <span>Patients with pericardial constriction may present with two types of complaints: those related to fluid overload, ranging from peripheral edema to anasarca; and those related to diminished cardiac output in response to exertion, such as fatigability and dyspnea on exertion. Constriction should be considered in any patient with an unexplained elevation in jugular venous pressure, particularly if there is a history of a predisposing condition. (See "Constrictive pericarditis: Diagnostic evaluation".) Hepatomegaly, a pulsatile liver, massive ascites, and peripheral edema are common. By contrast, jaundice is characteristically absent, for unclear reasons [53]. The clinical features de




Constrictive pericarditis
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Hepatomegaly, a pulsatile liver, massive ascites, and peripheral edema are common. By contrast, jaundice is characteristically absent, for unclear reasons [53].
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n any patient with an unexplained elevation in jugular venous pressure, particularly if there is a history of a predisposing condition. (See "Constrictive pericarditis: Diagnostic evaluation".) <span>Hepatomegaly, a pulsatile liver, massive ascites, and peripheral edema are common. By contrast, jaundice is characteristically absent, for unclear reasons [53]. The clinical features described are relatively nonspecific, making it easy to mistake the underlying cause for primary hepatic cirrhosis or Budd-Chiari syndrome. Thus, a high index of s




Constrictive pericarditis
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Thus, a high index of suspicion for the diagnosis must be maintained. Important clues include elevated jugular venous pressure, Kussmaul's sign (a rise in the jugular venous pressure on inspiration), a pericardial knock, and pericardial calcification on chest radiograph. A correct diagnosis is critical since pericardiectomy is curative if performed early.
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sent, for unclear reasons [53]. The clinical features described are relatively nonspecific, making it easy to mistake the underlying cause for primary hepatic cirrhosis or Budd-Chiari syndrome. <span>Thus, a high index of suspicion for the diagnosis must be maintained. Important clues include elevated jugular venous pressure, Kussmaul's sign (a rise in the jugular venous pressure on inspiration), a pericardial knock, and pericardial calcification on chest radiograph. A correct diagnosis is critical since pericardiectomy is curative if performed early. (See "Constrictive pericarditis: Diagnostic evaluation".) SOCIETY GUIDELINE LINKS — Links to society and government-sponsored guidelines from selected countries and regions around the w




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Chronic obstructive pulmonary disease (COPD) is a common respiratory condition characterized by cough, dyspnea, and airflow limitation [1].
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ermine the value of detecting airway dilation in this population. (See "Chronic obstructive pulmonary disease: Diagnosis and staging", section on 'Additional testing'.) Read more INTRODUCTION — <span>Chronic obstructive pulmonary disease (COPD) is a common respiratory condition characterized by cough, dyspnea, and airflow limitation [1]. Approximately 10 percent of individuals aged 40 years or older have COPD, although the prevalence varies between countries and increases with age [1-4]. COPD is consistently ranked amon




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Approximately 10 percent of individuals aged 40 years or older have COPD, although the prevalence varies between countries and increases with age [ 1-4].
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on on 'Additional testing'.) Read more INTRODUCTION — Chronic obstructive pulmonary disease (COPD) is a common respiratory condition characterized by cough, dyspnea, and airflow limitation [1]. <span>Approximately 10 percent of individuals aged 40 years or older have COPD, although the prevalence varies between countries and increases with age [1-4]. COPD is consistently ranked among the top causes of death in the United States, killing more than 120,000 individuals each year [5,6]; prior to the COVID-19 (coronavirus disease 2019) p




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Establishing a correct diagnosis of COPD is important because appropriate management can decrease symptoms (especially dyspnea), reduce the frequency and severity of exacerbations, improve health status, improve exercise capacity, and prolong survival [9].
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evalence and chronicity, COPD causes high resource utilization with frequent clinician office visits, multiple hospitalizations due to acute exacerbations, and the need for chronic therapy [8]. <span>Establishing a correct diagnosis of COPD is important because appropriate management can decrease symptoms (especially dyspnea), reduce the frequency and severity of exacerbations, improve health status, improve exercise capacity, and prolong survival [9]. Many health conditions in older adults can result in dyspnea or cough, so respiratory symptoms should not be attributed to COPD without appropriate evaluation and diagnosis. The definit




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COPD should be understood in the context of other closely related common respiratory conditions (emphysema, chronic bronchitis, and chronic obstructive asthma) that represent an overlapping spectrum of airway diseases.
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comorbid conditions".) ●(See "Stable COPD: Overview of management".) ●(See "COPD exacerbations: Clinical manifestations and evaluation".) ●(See "COPD exacerbations: Management".) DEFINITIONS — <span>COPD should be understood in the context of other closely related common respiratory conditions (emphysema, chronic bronchitis, and chronic obstructive asthma) that represent an overlapping spectrum of airway diseases. COPD — The Global Initiative for Chronic Obstructive Lung Disease (GOLD), a project initiated by the National Heart, Lung, and Blood Institute (NHLBI) and the World Health Organization




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Key indicators for considering a diagnosis of COPD
Symptoms
Dyspnea
Cough
Sputum
Risk factors
Smoking
Biomass fuel exposure
Asthma
Childhood infections
Prematurity
Family history
Comorbidities
Heart disease
Metabolic syndrome
Osteoporosis
Sleep apnea
Depression
Lung cancer
Skin wrinkling
Consider the diagnosis of COPD and perform spirometry if any of these indicators are present. These indicators are not diagnostic by themselves, but the presence of multiple key indicators increases the probability of a diagnosis of COPD. Spirometry is needed to establish a diagnosis of COPD.
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Mobile Access Help & Training Demos Wolters Kluwer Health Emmi® Facts & Comparisons® Lexicomp® Medi-Span® Loading Please wait 4 of 26 Export to Powerpoint Print Share Bookmark Feedback <span>Key indicators for considering a diagnosis of COPD Symptoms Dyspnea Cough Sputum Risk factors Smoking Biomass fuel exposure Asthma Childhood infections Prematurity Family history Comorbidities Heart disease Metabolic syndrome Osteoporosis Sleep apnea Depression Lung cancer Skin wrinkling Consider the diagnosis of COPD and perform spirometry if any of these indicators are present. These indicators are not diagnostic by themselves, but the presence of multiple key indicators increases the probability of a diagnosis of COPD. Spirometry is needed to establish a diagnosis of COPD. Graphic 50637 Version 3.0 © 2023 UpToDate, Inc. and/or its affiliates. All Rights Reserved. Symptoms Dyspnea Cough Sputum Risk factors Smoking Biomass fuel exposure Asthma Childhood inf




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In practice, the diagnosis of COPD requires all of the following (see 'Diagnosis' below):

● The presence of pulmonary symptoms (dyspnea, cough, or sputum production)

● The appropriate clinical context (most notably but not exclusively tobacco exposure) (table 1)

● Evidence of airflow limitation

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h, expectoration, exacerbations) due to abnormalities of the airway (bronchitis, bronchiolitis) and/or alveoli (emphysema) that cause persistent, often progressive, airflow obstruction" [1,10]. <span>In practice, the diagnosis of COPD requires all of the following (see 'Diagnosis' below): ●The presence of pulmonary symptoms (dyspnea, cough, or sputum production) ●The appropriate clinical context (most notably but not exclusively tobacco exposure) (table 1) ●Evidence of airflow limitation Chronic bronchitis — Chronic bronchitis is defined as a chronic productive cough over a defined period, classically for at least three months in each of two successive years, in a patie




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Chronic bronchitis — Chronic bronchitis is defined as a chronic productive cough over a defined period, classically for at least three months in each of two successive years, in a patient in whom other causes of chronic cough (eg, bronchiectasis) have been excluded [1]. It may precede or follow development of airflow limitation [1,11,12]. This definition has been used in many studies, despite the arbitrarily selected symptom duration. By age 35 to 40 years, cigarette smokers may develop chronic bronchitis and start to have intermittent exacerbations of their symptoms even in the absence of airflow obstruction [13].
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ence of pulmonary symptoms (dyspnea, cough, or sputum production) ●The appropriate clinical context (most notably but not exclusively tobacco exposure) (table 1) ●Evidence of airflow limitation <span>Chronic bronchitis — Chronic bronchitis is defined as a chronic productive cough over a defined period, classically for at least three months in each of two successive years, in a patient in whom other causes of chronic cough (eg, bronchiectasis) have been excluded [1]. It may precede or follow development of airflow limitation [1,11,12]. This definition has been used in many studies, despite the arbitrarily selected symptom duration. By age 35 to 40 years, cigarette smokers may develop chronic bronchitis and start to have intermittent exacerbations of their symptoms even in the absence of airflow obstruction [13]. Emphysema — Emphysema describes enlargement of the airspaces distal to the terminal bronchioles that is accompanied by destruction of the airspace walls, a pathologic finding frequently




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Emphysema — Emphysema describes enlargement of the airspaces distal to the terminal bronchioles that is accompanied by destruction of the airspace walls, a pathologic finding frequently seen in patients with COPD [14]. This finding manifests clinically with decreased breath sounds and evidence of hyperinflation of the lungs on examination or imaging; it is frequently associated with dyspnea. Emphysema is classically not accompanied by macroscopic fibrosis. While emphysema can exist in individuals who do not have airflow limitation, it is more common among patients who have moderate or severe airflow obstruction [1,15-17].
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duration. By age 35 to 40 years, cigarette smokers may develop chronic bronchitis and start to have intermittent exacerbations of their symptoms even in the absence of airflow obstruction [13]. <span>Emphysema — Emphysema describes enlargement of the airspaces distal to the terminal bronchioles that is accompanied by destruction of the airspace walls, a pathologic finding frequently seen in patients with COPD [14]. This finding manifests clinically with decreased breath sounds and evidence of hyperinflation of the lungs on examination or imaging; it is frequently associated with dyspnea. Emphysema is classically not accompanied by macroscopic fibrosis. While emphysema can exist in individuals who do not have airflow limitation, it is more common among patients who have moderate or severe airflow obstruction [1,15-17]. The various subtypes of emphysema (eg, proximal acinar, panacinar, distal acinar) are described below. (See 'Pathology' below.) Airflow limitation — Airflow limitation is physiologicall




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Airflow limitation — Airflow limitation is physiologically defined as an abnormally reduced ability to exhale efficiently. The severity and presence of airflow limitation are determined by evaluating the forced expiratory volume in one second (FEV1) and the ratio of the FEV1 to the total forced expiratory volume (aka, forced vital capacity [FVC]).
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tients who have moderate or severe airflow obstruction [1,15-17]. The various subtypes of emphysema (eg, proximal acinar, panacinar, distal acinar) are described below. (See 'Pathology' below.) <span>Airflow limitation — Airflow limitation is physiologically defined as an abnormally reduced ability to exhale efficiently. The severity and presence of airflow limitation are determined by evaluating the forced expiratory volume in one second (FEV1) and the ratio of the FEV1 to the total forced expiratory volume (aka, forced vital capacity [FVC]). (See 'Spirometry' below and "Office spirometry", section on 'Interpretation'.) Airflow limitation may be fixed or may change in response to exogenous factors (eg, environmental exposure




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Airflow limitation may be fixed or may change in response to exogenous factors (eg, environmental exposure, temperature, and medications). Asthma is defined by significant variability in airflow obstruction, whereas COPD is characterized by obstruction that is not fully reversible with medication.
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second (FEV1) and the ratio of the FEV1 to the total forced expiratory volume (aka, forced vital capacity [FVC]). (See 'Spirometry' below and "Office spirometry", section on 'Interpretation'.) <span>Airflow limitation may be fixed or may change in response to exogenous factors (eg, environmental exposure, temperature, and medications). Asthma is defined by significant variability in airflow obstruction, whereas COPD is characterized by obstruction that is not fully reversible with medication. Asthma — The Global Initiative for Asthma (GINA) gives the following definition of asthma: "Asthma is a chronic inflammatory disorder of the airways that leads to recurrent episodes of




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Asthma — The Global Initiative for Asthma (GINA) gives the following definition of asthma: "Asthma is a chronic inflammatory disorder of the airways that leads to recurrent episodes of wheezing, breathlessness, chest tightness, and coughing. These episodes are associated with widespread, but variable, airflow obstruction that is often reversible either spontaneously or with treatment" [1].
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e, temperature, and medications). Asthma is defined by significant variability in airflow obstruction, whereas COPD is characterized by obstruction that is not fully reversible with medication. <span>Asthma — The Global Initiative for Asthma (GINA) gives the following definition of asthma: "Asthma is a chronic inflammatory disorder of the airways that leads to recurrent episodes of wheezing, breathlessness, chest tightness, and coughing. These episodes are associated with widespread, but variable, airflow obstruction that is often reversible either spontaneously or with treatment" [1]. The episodic nature of the symptoms and reversibility of airflow obstruction are clinical features that help distinguish asthma from COPD. However, adults with longstanding asthma may d




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The episodic nature of the symptoms and reversibility of airflow obstruction are clinical features that help distinguish asthma from COPD. However, adults with longstanding asthma may develop persistent airflow limitation. Distinguishing these patients from those with COPD is difficult, particularly in the context of additional COPD risk factors ( table 1).
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thlessness, chest tightness, and coughing. These episodes are associated with widespread, but variable, airflow obstruction that is often reversible either spontaneously or with treatment" [1]. <span>The episodic nature of the symptoms and reversibility of airflow obstruction are clinical features that help distinguish asthma from COPD. However, adults with longstanding asthma may develop persistent airflow limitation. Distinguishing these patients from those with COPD is difficult, particularly in the context of additional COPD risk factors (table 1). Interrelationships among these conditions — Chronic bronchitis and emphysema were previously incorporated into the definition of COPD [18,19], and their clinical features overlap those




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COPD – Patients with emphysema or chronic bronchitis and persistent postbronchodilator airflow limitation meet the definition of COPD. Chronic bronchitis, emphysema, and postbronchodilator airflow limitation commonly occur together [20]
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his has caused considerable confusion regarding appropriate classification of patients with respiratory symptoms and COPD risk factors. Important points about these interrelationships include: ●<span>COPD – Patients with emphysema or chronic bronchitis and persistent postbronchodilator airflow limitation meet the definition of COPD. Chronic bronchitis, emphysema, and postbronchodilator airflow limitation commonly occur together [20]. ●Asthma – Patients with asthma who only have inducible airway obstruction or whose airflow limitation is completely reversible with bronchodilator therapy are not considered to have CO




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Asthma and COPD – Patients with asthma whose airflow limitation does not remit completely and who have other appropriate clinical risk factors (eg, older age, exposure history) are considered to have both asthma and COPD. The etiology and pathogenesis of COPD in such patients may be different from that of other COPD patients (table 2).
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20]. ●Asthma – Patients with asthma who only have inducible airway obstruction or whose airflow limitation is completely reversible with bronchodilator therapy are not considered to have COPD. ●<span>Asthma and COPD – Patients with asthma whose airflow limitation does not remit completely and who have other appropriate clinical risk factors (eg, older age, exposure history) are considered to have both asthma and COPD. The etiology and pathogenesis of COPD in such patients may be different from that of other COPD patients (table 2). While descriptors "asthma and COPD overlap (ACO)" and "COPD-A" have been proposed to identify patients with airway disease who have features of both asthma and COPD, the topic remains c




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While descriptors "asthma and COPD overlap (ACO)" and "COPD-A" have been proposed to identify patients with airway disease who have features of both asthma and COPD, the topic remains controversial. No single, universally accepted definition has emerged. Central to most of the proposed definitions are age >40 years, history of asthma at a younger age, persistent postbronchodilator airflow obstruction, and evidence of partial bronchodilator reversibility.
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eg, older age, exposure history) are considered to have both asthma and COPD. The etiology and pathogenesis of COPD in such patients may be different from that of other COPD patients (table 2). <span>While descriptors "asthma and COPD overlap (ACO)" and "COPD-A" have been proposed to identify patients with airway disease who have features of both asthma and COPD, the topic remains controversial. No single, universally accepted definition has emerged. Central to most of the proposed definitions are age >40 years, history of asthma at a younger age, persistent postbronchodilator airflow obstruction, and evidence of partial bronchodilator reversibility. (See "Asthma and COPD overlap (ACO)".) Further study of this relationship will be needed to determine with certainty how treatment algorithms should be tailored to these patients [21,22




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Peripheral eosinophilia is recommended by GOLD and our authors for use clinically to guide pharmacotherapy in all patients with COPD. (See "Stable COPD: Follow-up pharmacologic management", section on 'Blood eosinophils, inhaled corticosteroids, and exacerbations'.)
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d be tailored to these patients [21,22]. An evolving literature suggests differential responses to inhaled glucocorticoids in patients with or without increased circulating eosinophils [23,24]. <span>Peripheral eosinophilia is recommended by GOLD and our authors for use clinically to guide pharmacotherapy in all patients with COPD. (See "Stable COPD: Follow-up pharmacologic management", section on 'Blood eosinophils, inhaled corticosteroids, and exacerbations'.) Subgroups of COPD patients with eosinophilia may experience clinical improvement with biologic medications shown to have benefit in asthma. (See "Stable COPD: Follow-up pharmacologic ma




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Subgroups of COPD patients with eosinophilia may experience clinical improvement with biologic medications shown to have benefit in asthma.
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inically to guide pharmacotherapy in all patients with COPD. (See "Stable COPD: Follow-up pharmacologic management", section on 'Blood eosinophils, inhaled corticosteroids, and exacerbations'.) <span>Subgroups of COPD patients with eosinophilia may experience clinical improvement with biologic medications shown to have benefit in asthma. (See "Stable COPD: Follow-up pharmacologic management", section on 'Future directions' and "Management of refractory chronic obstructive pulmonary disease", section on 'Frequent exacerb




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Pre-COPD – Patients with chronic bronchitis or emphysema without irreversible airway obstruction do not have COPD but are at high risk for developing the disease [25,26]. The term "pre-COPD" is used to identify such individuals who have either respiratory symptoms, radiographic abnormalities consistent with COPD, or early lung function changes in the context of COPD risk factors but do not have airway obstruction as defined by FEV1/FVC <0.7. There is not full consensus on the defining features of pre-COPD, but diagnostic criteria have been proposed (table 3) [1,27,28].
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ogic management", section on 'Future directions' and "Management of refractory chronic obstructive pulmonary disease", section on 'Frequent exacerbations despite azithromycin or roflumilast'.) ●<span>Pre-COPD – Patients with chronic bronchitis or emphysema without irreversible airway obstruction do not have COPD but are at high risk for developing the disease [25,26]. The term "pre-COPD" is used to identify such individuals who have either respiratory symptoms, radiographic abnormalities consistent with COPD, or early lung function changes in the context of COPD risk factors but do not have airway obstruction as defined by FEV1/FVC <0.7. There is not full consensus on the defining features of pre-COPD, but diagnostic criteria have been proposed (table 3) [1,27,28]. Epidemiologic studies suggest that nearly 50 percent of current and former smokers without airway obstruction have respiratory symptoms, which correlate with reduced exercise capacity,




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Epidemiologic studies suggest that nearly 50 percent of current and former smokers without airway obstruction have respiratory symptoms, which correlate with reduced exercise capacity, radiographic emphysema and wall thickening, and lung function at the lower end of the normal range [16,17]. Those with borderline airway obstruction (FEV1/FVC <0.75), greater smoking history, and chronic bronchitis have an increased likelihood of subsequent COPD diagnosis [29]
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do not have airway obstruction as defined by FEV1/FVC <0.7. There is not full consensus on the defining features of pre-COPD, but diagnostic criteria have been proposed (table 3) [1,27,28]. <span>Epidemiologic studies suggest that nearly 50 percent of current and former smokers without airway obstruction have respiratory symptoms, which correlate with reduced exercise capacity, radiographic emphysema and wall thickening, and lung function at the lower end of the normal range [16,17]. Those with borderline airway obstruction (FEV1/FVC <0.75), greater smoking history, and chronic bronchitis have an increased likelihood of subsequent COPD diagnosis [29]. While many of these "pre-COPD" patients are treated off-label with bronchodilators or inhaled glucocorticoids, one large trial failed to show improvement in respiratory symptoms or qua




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While many of these "pre-COPD" patients are treated off-label with bronchodilators or inhaled glucocorticoids, one large trial failed to show improvement in respiratory symptoms or quality of life with dual long-acting bronchodilator therapy (indacaterol-glycopyrrolate) versus placebo in this population [30].
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rmal range [16,17]. Those with borderline airway obstruction (FEV1/FVC <0.75), greater smoking history, and chronic bronchitis have an increased likelihood of subsequent COPD diagnosis [29]. <span>While many of these "pre-COPD" patients are treated off-label with bronchodilators or inhaled glucocorticoids, one large trial failed to show improvement in respiratory symptoms or quality of life with dual long-acting bronchodilator therapy (indacaterol-glycopyrrolate) versus placebo in this population [30]. Hence, existing evidence does not support inhaled bronchodilator therapies for symptomatic patients without airway limitation. Additional study is needed to determine appropriate preven




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Other airway diseases – Patients with airflow limitation due to diseases that have a known etiology or a specific pathology (eg, cystic fibrosis, bronchiectasis, obliterative bronchiolitis) are not considered to have COPD. However, these exclusions are loosely defined [31].
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led bronchodilator therapies for symptomatic patients without airway limitation. Additional study is needed to determine appropriate preventative and maintenance therapies for this population. ●<span>Other airway diseases – Patients with airflow limitation due to diseases that have a known etiology or a specific pathology (eg, cystic fibrosis, bronchiectasis, obliterative bronchiolitis) are not considered to have COPD. However, these exclusions are loosely defined [31]. PATHOLOGY — Histology is not obtained from patients with COPD as part of the diagnostic work-up. The predominant pathologic changes of COPD are found in the airways, but changes are als




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In a given individual, the pattern of pathologic changes depends on features of the underlying disease (eg, chronic bronchitis, emphysema, alpha-1 antitrypsin deficiency), genetic susceptibility, and disease severity [1].
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nts with COPD as part of the diagnostic work-up. The predominant pathologic changes of COPD are found in the airways, but changes are also seen in the lung parenchyma and pulmonary vasculature. <span>In a given individual, the pattern of pathologic changes depends on features of the underlying disease (eg, chronic bronchitis, emphysema, alpha-1 antitrypsin deficiency), genetic susceptibility, and disease severity [1]. While radiographic methods do not have the resolution of histology, high-resolution computed tomography (HRCT) can assess lung parenchyma [32], airways [33], and pulmonary vasculature [




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Airways – In the airways, COPD results in chronic inflammation, increased numbers of goblet cells, mucus gland hyperplasia, fibrosis, as well as narrowing in and loss of small airways. In addition, airway collapse frequently occurs due to the loss of tethering caused by emphysematous destruction of alveolar walls [15]. Among patients with chronic bronchitis who have mucus hypersecretion, an increased number of goblet cells and enlarged submucosal glands are typically seen.
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omputed tomography (HRCT) can assess lung parenchyma [32], airways [33], and pulmonary vasculature [34]. (See 'Additional testing' below.) Pathologic features of COPD (by compartment) include: ●<span>Airways – In the airways, COPD results in chronic inflammation, increased numbers of goblet cells, mucus gland hyperplasia, fibrosis, as well as narrowing in and loss of small airways. In addition, airway collapse frequently occurs due to the loss of tethering caused by emphysematous destruction of alveolar walls [15]. Among patients with chronic bronchitis who have mucus hypersecretion, an increased number of goblet cells and enlarged submucosal glands are typically seen. Chronic airway inflammation in chronic bronchitis and emphysema is frequently characterized by the presence of CD8+ T-lymphocytes, neutrophils, and CD68+ monocytes/macrophages (picture




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Lung parenchyma – Emphysema affects the structures distal to the terminal bronchiole, consisting of the respiratory bronchiole, alveolar ducts, alveolar sacs, and alveoli, known collectively as the acinus. These structures in combination with their associated capillaries and interstitium form the lung parenchyma. The part of the acinus that is affected by permanent dilation or destruction determines the subtype of emphysema.

• Proximal acinar (also known as centrilobular) emphysema refers to abnormal dilation or destruction of the respiratory bronchiole, the central portion of the acinus. It is commonly associated with cigarette smoking and is the most common emphysema subtype seen in patients with COPD. Centrilobular emphysema is also seen in coal workers’ pneumoconiosis.

• Panacinar emphysema refers to enlargement or destruction of all parts of the acinus. Diffuse panacinar emphysema is a characteristic of alpha-1 antitrypsin deficiency, although it can be seen in combination with proximal acinar emphysema in other patients with COPD. (See "Clinical manifestations, diagnosis, and natural history of alpha-1 antitrypsin deficiency".)

• In distal acinar (also known as paraseptal) emphysema, the alveolar ducts are predominantly affected. Distal acinar emphysema may occur alone or in combination with proximal acinar and panacinar emphysema. When it occurs alone, extensive subpleural paraseptal emphysema may be associated with spontaneous pneumothorax, but it is otherwise of little clinical significance.

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reased interleukin (IL)-4 and IL-5 [40-42]. These findings are not diagnostic, however, as there can be significant overlap between these inflammatory airway phenotypes in individual patients. ●<span>Lung parenchyma – Emphysema affects the structures distal to the terminal bronchiole, consisting of the respiratory bronchiole, alveolar ducts, alveolar sacs, and alveoli, known collectively as the acinus. These structures in combination with their associated capillaries and interstitium form the lung parenchyma. The part of the acinus that is affected by permanent dilation or destruction determines the subtype of emphysema. •Proximal acinar (also known as centrilobular) emphysema refers to abnormal dilation or destruction of the respiratory bronchiole, the central portion of the acinus. It is commonly associated with cigarette smoking and is the most common emphysema subtype seen in patients with COPD. Centrilobular emphysema is also seen in coal workers’ pneumoconiosis. •Panacinar emphysema refers to enlargement or destruction of all parts of the acinus. Diffuse panacinar emphysema is a characteristic of alpha-1 antitrypsin deficiency, although it can be seen in combination with proximal acinar emphysema in other patients with COPD. (See "Clinical manifestations, diagnosis, and natural history of alpha-1 antitrypsin deficiency".) •In distal acinar (also known as paraseptal) emphysema, the alveolar ducts are predominantly affected. Distal acinar emphysema may occur alone or in combination with proximal acinar and panacinar emphysema. When it occurs alone, extensive subpleural paraseptal emphysema may be associated with spontaneous pneumothorax, but it is otherwise of little clinical significance. (See "Pneumothorax in adults: Epidemiology and etiology".) ●Pulmonary vasculature – Changes in the pulmonary vasculature in COPD include intimal hyperplasia and smooth muscle hypertroph




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Pulmonary vasculature – Changes in the pulmonary vasculature in COPD include intimal hyperplasia and smooth muscle hypertrophy/hyperplasia, which are thought to be due to chronic hypoxic vasoconstriction of the small pulmonary arteries [43].
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subpleural paraseptal emphysema may be associated with spontaneous pneumothorax, but it is otherwise of little clinical significance. (See "Pneumothorax in adults: Epidemiology and etiology".) ●<span>Pulmonary vasculature – Changes in the pulmonary vasculature in COPD include intimal hyperplasia and smooth muscle hypertrophy/hyperplasia, which are thought to be due to chronic hypoxic vasoconstriction of the small pulmonary arteries [43]. CLINICAL PRESENTATION Symptoms and pattern of onset — The three cardinal symptoms of COPD are dyspnea, chronic cough, and sputum production; the most common early symptom is exertional




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Diagnosis of chronic obstructive pulmonary disease: Clinical features
History
Risk factors
  • Family history
  • Smoking history
    • Age at initiation
    • Average amount smoked per day since initiation
    • Date when stopped smoking or a current smoker
  • Environmental history
    • The chronologically taken environmental history may disclose important risk factors for COPD
  • History of childhood pulmonary infections, HIV, or tuberculosis
  • Asthma
Symptoms
  • Dyspnea
    • Ask about the amount of effort required to induce uncomfortable breathing. Many individuals will deny symptoms of dyspnea, but will have reduced their activity levels substantially.
  • Cough
    • Cough with or without sputum production should be an indication for spirometric testing. The presence of chronic cough and sputum has been used to define chronic bronchitis.
  • Wheezing
    • Wheezing or squeaky noises occurring during breathing indicate the presence of airflow obstruction
  • Acute chest illnesses
    • Inquire about occurrence and frequency of episodes of increased cough and sputum with wheezing, dyspnea, or fever
Physical examination
Physical findings are generally present only with severe disease
Chest
  • The presence of emphysema (only when severe) is indicated by: overdistention of the lungs in the stable state (chest held near full inspiratory position at end of normal expiration, low diaphragmatic position), decreased intensity of breath and heart sounds, and prolonged expiratory phase
  • Evidence of airflow obstruction: wheezes during auscultation on slow or forced breathing and prolongation of forced expiratory time
  • Frequently observed with severe disease (characteristic, but not diagnostic): pursed-lip breathing, use of accessory respiratory muscles, retraction of lower interspaces
Other
  • Unusual positions to relieve dyspnea at rest
  • Digital clubbing is NOT typical in COPD (even with associated hypoxemia) and suggests other diagnoses (eg, lung cancer, bronchiectasis, pulmonary fibrosis)
  • Mild dependent edema may be seen in the absence of right heart failure
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Mobile Access Help & Training Demos Wolters Kluwer Health Emmi® Facts & Comparisons® Lexicomp® Medi-Span® Loading Please wait 7 of 26 Export to Powerpoint Print Share Bookmark Feedback <span>Diagnosis of chronic obstructive pulmonary disease: Clinical features History Risk factors Family history Smoking history Age at initiation Average amount smoked per day since initiation Date when stopped smoking or a current smoker Environmental history The chronologically taken environmental history may disclose important risk factors for COPD History of childhood pulmonary infections, HIV, or tuberculosis Asthma Symptoms Dyspnea Ask about the amount of effort required to induce uncomfortable breathing. Many individuals will deny symptoms of dyspnea, but will have reduced their activity levels substantially. Cough Cough with or without sputum production should be an indication for spirometric testing. The presence of chronic cough and sputum has been used to define chronic bronchitis. Wheezing Wheezing or squeaky noises occurring during breathing indicate the presence of airflow obstruction Acute chest illnesses Inquire about occurrence and frequency of episodes of increased cough and sputum with wheezing, dyspnea, or fever Physical examination Physical findings are generally present only with severe disease Chest The presence of emphysema (only when severe) is indicated by: overdistention of the lungs in the stable state (chest held near full inspiratory position at end of normal expiration, low diaphragmatic position), decreased intensity of breath and heart sounds, and prolonged expiratory phase Evidence of airflow obstruction: wheezes during auscultation on slow or forced breathing and prolongation of forced expiratory time Frequently observed with severe disease (characteristic, but not diagnostic): pursed-lip breathing, use of accessory respiratory muscles, retraction of lower interspaces Other Unusual positions to relieve dyspnea at rest Digital clubbing is NOT typical in COPD (even with associated hypoxemia) and suggests other diagnoses (eg, lung cancer, bronchiectasis, pulmonary fibrosis) Mild dependent edema may be seen in the absence of right heart failure COPD: chronic obstructive pulmonary disease. Graphic 53303 Version 7.0 © 2023 UpToDate, Inc. and/or its affiliates. All Rights Reserved. History Risk factors Family history Smoking hist




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Symptoms and pattern of onset — The three cardinal symptoms of COPD are dyspnea, chronic cough, and sputum production; the most common early symptom is exertional dyspnea. Less common symptoms include wheezing and chest tightness (table 4A). However, any of these symptoms may develop independently and with variable intensity.
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nclude intimal hyperplasia and smooth muscle hypertrophy/hyperplasia, which are thought to be due to chronic hypoxic vasoconstriction of the small pulmonary arteries [43]. CLINICAL PRESENTATION <span>Symptoms and pattern of onset — The three cardinal symptoms of COPD are dyspnea, chronic cough, and sputum production; the most common early symptom is exertional dyspnea. Less common symptoms include wheezing and chest tightness (table 4A). However, any of these symptoms may develop independently and with variable intensity. There are various ways in which patients with COPD present [44]: ●Patients who have an extremely sedentary lifestyle but few complaints – These patients require careful questioning to e




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Patients who have an extremely sedentary lifestyle but few complaints – These patients require careful questioning to elicit a history that is suggestive of COPD. Some patients unknowingly avoid exertional dyspnea by shifting their expectations and limiting their activity. They may be unaware of the extent of their limitations or that their limitations are due to respiratory symptoms, although they may complain of fatigue
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wheezing and chest tightness (table 4A). However, any of these symptoms may develop independently and with variable intensity. There are various ways in which patients with COPD present [44]: ●<span>Patients who have an extremely sedentary lifestyle but few complaints – These patients require careful questioning to elicit a history that is suggestive of COPD. Some patients unknowingly avoid exertional dyspnea by shifting their expectations and limiting their activity. They may be unaware of the extent of their limitations or that their limitations are due to respiratory symptoms, although they may complain of fatigue. ●Patients who present with progressive dyspnea and chronic cough – For these patients, dyspnea may initially be noticed only during exertion. However, it eventually becomes noticeable




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Patients who present with progressive dyspnea and chronic cough – For these patients, dyspnea may initially be noticed only during exertion. However, it eventually becomes noticeable with progressively less exertion or even at rest. The chronic cough is characterized by the insidious onset of sputum production, which occurs in the morning initially but may progress to occur throughout the day. The daily sputum volume rarely exceeds 60 milliliters. The sputum is usually mucoid but becomes more purulent during exacerbations
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pectations and limiting their activity. They may be unaware of the extent of their limitations or that their limitations are due to respiratory symptoms, although they may complain of fatigue. ●<span>Patients who present with progressive dyspnea and chronic cough – For these patients, dyspnea may initially be noticed only during exertion. However, it eventually becomes noticeable with progressively less exertion or even at rest. The chronic cough is characterized by the insidious onset of sputum production, which occurs in the morning initially but may progress to occur throughout the day. The daily sputum volume rarely exceeds 60 milliliters. The sputum is usually mucoid but becomes more purulent during exacerbations. ●Patients who present with intermittent pulmonary symptoms and signs – These patients have minimal symptoms at baseline but episodically develop some of the following: cough, purulent




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Patients who present with intermittent pulmonary symptoms and signs – These patients have minimal symptoms at baseline but episodically develop some of the following: cough, purulent sputum, wheezing, fatigue, and dyspnea. Typically, the interval between exacerbations decreases as the severity of the COPD increases. This symptom complex can be a diagnostic challenge due to overlap with other common chronic diseases. For example, the combination of intermittent wheezing and dyspnea may lead to an incorrect diagnosis of asthma. Conversely, other illnesses with similar episodic manifestations (eg, heart failure, bronchiectasis, bronchiolitis) are often incorrectly diagnosed as a COPD exacerbation (table 5). (See "COPD exacerbations: Management".)
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ning initially but may progress to occur throughout the day. The daily sputum volume rarely exceeds 60 milliliters. The sputum is usually mucoid but becomes more purulent during exacerbations. ●<span>Patients who present with intermittent pulmonary symptoms and signs – These patients have minimal symptoms at baseline but episodically develop some of the following: cough, purulent sputum, wheezing, fatigue, and dyspnea. Typically, the interval between exacerbations decreases as the severity of the COPD increases. This symptom complex can be a diagnostic challenge due to overlap with other common chronic diseases. For example, the combination of intermittent wheezing and dyspnea may lead to an incorrect diagnosis of asthma. Conversely, other illnesses with similar episodic manifestations (eg, heart failure, bronchiectasis, bronchiolitis) are often incorrectly diagnosed as a COPD exacerbation (table 5). (See "COPD exacerbations: Management".) Approximately 62 percent of patients with moderate to severe COPD report variability in symptoms (eg, dyspnea, cough, sputum, wheezing, or chest tightness) over the course of the day or




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Approximately 62 percent of patients with moderate to severe COPD report variability in symptoms (eg, dyspnea, cough, sputum, wheezing, or chest tightness) over the course of the day or week to week; morning is typically the worst time of day [45].
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with similar episodic manifestations (eg, heart failure, bronchiectasis, bronchiolitis) are often incorrectly diagnosed as a COPD exacerbation (table 5). (See "COPD exacerbations: Management".) <span>Approximately 62 percent of patients with moderate to severe COPD report variability in symptoms (eg, dyspnea, cough, sputum, wheezing, or chest tightness) over the course of the day or week to week; morning is typically the worst time of day [45]. Patients with COPD may experience weight gain (due to activity limitations), weight loss (possibly due to dyspnea while eating or increased metabolic work of breathing), limitation of a




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Patients with COPD may experience weight gain (due to activity limitations), weight loss (possibly due to dyspnea while eating or increased metabolic work of breathing), limitation of activity (including sexual), cough, syncope, or feelings of depression or anxiety. Weight loss generally reflects more advanced disease and is associated with a worse prognosis.
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evere COPD report variability in symptoms (eg, dyspnea, cough, sputum, wheezing, or chest tightness) over the course of the day or week to week; morning is typically the worst time of day [45]. <span>Patients with COPD may experience weight gain (due to activity limitations), weight loss (possibly due to dyspnea while eating or increased metabolic work of breathing), limitation of activity (including sexual), cough, syncope, or feelings of depression or anxiety. Weight loss generally reflects more advanced disease and is associated with a worse prognosis. Comorbid diseases that may accompany COPD include lung cancer, bronchiectasis, cardiovascular disease, osteoporosis, metabolic syndrome, skeletal muscle weakness, anxiety, depression, a




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Comorbid diseases that may accompany COPD include lung cancer, bronchiectasis, cardiovascular disease, osteoporosis, metabolic syndrome, skeletal muscle weakness, anxiety, depression, and cognitive dysfunction.
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, limitation of activity (including sexual), cough, syncope, or feelings of depression or anxiety. Weight loss generally reflects more advanced disease and is associated with a worse prognosis. <span>Comorbid diseases that may accompany COPD include lung cancer, bronchiectasis, cardiovascular disease, osteoporosis, metabolic syndrome, skeletal muscle weakness, anxiety, depression, and cognitive dysfunction. Patients may also report a family history of COPD or other chronic respiratory illness [1,46-51]. Risk factors, including smoking and inhalational exposures — For patients presenting wi




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For patients presenting with respiratory symptoms, it is critical to assess for the genetic, developmental, and environmental risk factors that can predispose to the development of COPD (table 4A) [1,27,52].
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ession, and cognitive dysfunction. Patients may also report a family history of COPD or other chronic respiratory illness [1,46-51]. Risk factors, including smoking and inhalational exposures — <span>For patients presenting with respiratory symptoms, it is critical to assess for the genetic, developmental, and environmental risk factors that can predispose to the development of COPD (table 4A) [1,27,52]. The increasing recognition of these varying risk factors beyond smoking alone have led to a proposed taxonomy of COPD "etiotypes" (table 2). Understanding the predominant etiology of di




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With enough smoking, almost all smokers will develop measurably reduced lung function [9]. While studies have shown an overall "dose-response curve" for smoking and lung function, some individuals develop severe disease with fewer pack-years and others have minimal to no symptoms despite many pack-years [9].
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garettes per day multiplied by the number of years). A smoking history should include the age of starting and the age of quitting, as patients may underestimate the number of years they smoked. <span>With enough smoking, almost all smokers will develop measurably reduced lung function [9]. While studies have shown an overall "dose-response curve" for smoking and lung function, some individuals develop severe disease with fewer pack-years and others have minimal to no symptoms despite many pack-years [9]. The exact threshold for the duration/intensity of cigarette smoking that will result in COPD varies from one individual to another. In the absence of an additional genetic/environmental




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The amount and duration of smoking contribute to disease severity [1,55-57]. Thus, a key step in the evaluation of patients with suspected COPD is to ascertain the number of pack-years smoked (packs of cigarettes per day multiplied by the number of years). A smoking history should include the age of starting and the age of quitting, as patients may underestimate the number of years they smoked.
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on".) The most common risk factor for COPD is cigarette smoking. Other exposures including passive smoke and biomass fuel use also play significant roles worldwide [1,53,54]. ●Smoking history – <span>The amount and duration of smoking contribute to disease severity [1,55-57]. Thus, a key step in the evaluation of patients with suspected COPD is to ascertain the number of pack-years smoked (packs of cigarettes per day multiplied by the number of years). A smoking history should include the age of starting and the age of quitting, as patients may underestimate the number of years they smoked. With enough smoking, almost all smokers will develop measurably reduced lung function [9]. While studies have shown an overall "dose-response curve" for smoking and lung function, some




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The exact threshold for the duration/intensity of cigarette smoking that will result in COPD varies from one individual to another. In the absence of an additional genetic/environmental/occupational predisposition, smoking less than 10 to 15 pack-years of cigarettes is unlikely to result in COPD.
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an overall "dose-response curve" for smoking and lung function, some individuals develop severe disease with fewer pack-years and others have minimal to no symptoms despite many pack-years [9]. <span>The exact threshold for the duration/intensity of cigarette smoking that will result in COPD varies from one individual to another. In the absence of an additional genetic/environmental/occupational predisposition, smoking less than 10 to 15 pack-years of cigarettes is unlikely to result in COPD. ●History of fume and dust exposure – The environmental/occupational history may disclose other important risk factors for COPD, such as exposure to fumes or organic or inorganic dusts,




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History of fume and dust exposure – The environmental/occupational history may disclose other important risk factors for COPD, such as exposure to fumes or organic or inorganic dusts, including household biomass smoke. These exposures help to explain the significant minority of patients with COPD who never smoked [55,58,59].
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one individual to another. In the absence of an additional genetic/environmental/occupational predisposition, smoking less than 10 to 15 pack-years of cigarettes is unlikely to result in COPD. ●<span>History of fume and dust exposure – The environmental/occupational history may disclose other important risk factors for COPD, such as exposure to fumes or organic or inorganic dusts, including household biomass smoke. These exposures help to explain the significant minority of patients with COPD who never smoked [55,58,59]. ●Other risk factors – Certain pulmonary and systemic infections are known to cause permanent structural changes in the lung that predispose to COPD. In particular, childhood pneumonias,




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Certain pulmonary and systemic infections are known to cause permanent structural changes in the lung that predispose to COPD. In particular, childhood pneumonias, tuberculosis infection, and human immunodeficiency virus (HIV) are associated with high risk for later development of COPD [52].
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organic or inorganic dusts, including household biomass smoke. These exposures help to explain the significant minority of patients with COPD who never smoked [55,58,59]. ●Other risk factors – <span>Certain pulmonary and systemic infections are known to cause permanent structural changes in the lung that predispose to COPD. In particular, childhood pneumonias, tuberculosis infection, and human immunodeficiency virus (HIV) are associated with high risk for later development of COPD [52]. Similarly, premature birth and early-life asthma may affect the development of the lung and increase the risk of COPD. A history of asthma is also important to elicit because poorly con




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Similarly, premature birth and early-life asthma may affect the development of the lung and increase the risk of COPD. A history of asthma is also important to elicit because poorly controlled asthma in adulthood may progress to fixed airflow limitation and COPD [ 58,60].
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ng that predispose to COPD. In particular, childhood pneumonias, tuberculosis infection, and human immunodeficiency virus (HIV) are associated with high risk for later development of COPD [52]. <span>Similarly, premature birth and early-life asthma may affect the development of the lung and increase the risk of COPD. A history of asthma is also important to elicit because poorly controlled asthma in adulthood may progress to fixed airflow limitation and COPD [58,60]. A strong family history of COPD or other chronic respiratory illnesses, particularly early in life, may suggest a genetic predisposition to COPD. Physical examination — The findings on




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Mild disease – In mild disease, the physical examination may be normal. Subtle clues include prolonged expiratory time and faint end-expiratory wheezes on forced exhalation.
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genetic predisposition to COPD. Physical examination — The findings on physical examination of the chest vary with COPD severity (table 4A-B). (See 'Assessment of severity and staging' below.) ●<span>Mild disease – In mild disease, the physical examination may be normal. Subtle clues include prolonged expiratory time and faint end-expiratory wheezes on forced exhalation. ●Moderate to severe disease – As the severity of the airway obstruction increases, physical examination may reveal hyperinflation (eg, increased resonance to percussion), decreased brea




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Moderate to severe disease – As the severity of the airway obstruction increases, physical examination may reveal hyperinflation (eg, increased resonance to percussion), decreased breath sounds, wheezes, crackles at the lung bases, and/or distant heart sounds [61]. Features of severe disease include an increased anteroposterior diameter of the chest ("barrel-shaped" chest) and a depressed diaphragm with limited movement based on chest percussion.
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staging' below.) ●Mild disease – In mild disease, the physical examination may be normal. Subtle clues include prolonged expiratory time and faint end-expiratory wheezes on forced exhalation. ●<span>Moderate to severe disease – As the severity of the airway obstruction increases, physical examination may reveal hyperinflation (eg, increased resonance to percussion), decreased breath sounds, wheezes, crackles at the lung bases, and/or distant heart sounds [61]. Features of severe disease include an increased anteroposterior diameter of the chest ("barrel-shaped" chest) and a depressed diaphragm with limited movement based on chest percussion. ●End-stage disease and chronic respiratory failure – Patients with end-stage COPD may adopt positions that relieve dyspnea, such as leaning forward with arms outstretched and weight sup




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End-stage disease and chronic respiratory failure – Patients with end-stage COPD may adopt positions that relieve dyspnea, such as leaning forward with arms outstretched and weight supported on the palms or elbows. This posture may be evident during the examination or may be suggested by the presence of callouses or swollen bursae on the extensor surfaces of forearms. Other physical examination findings include use of the accessory respiratory muscles of the neck and shoulder girdle, expiration through pursed lips, paradoxical retraction of the lower interspaces during inspiration (ie, Hoover sign) [62,63], cyanosis, asterixis due to severe hypercapnia, and an enlarged, tender liver due to right heart failure. Neck vein distention may also be observed because of increased intrathoracic pressure, especially during expiration.
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s [61]. Features of severe disease include an increased anteroposterior diameter of the chest ("barrel-shaped" chest) and a depressed diaphragm with limited movement based on chest percussion. ●<span>End-stage disease and chronic respiratory failure – Patients with end-stage COPD may adopt positions that relieve dyspnea, such as leaning forward with arms outstretched and weight supported on the palms or elbows. This posture may be evident during the examination or may be suggested by the presence of callouses or swollen bursae on the extensor surfaces of forearms. Other physical examination findings include use of the accessory respiratory muscles of the neck and shoulder girdle, expiration through pursed lips, paradoxical retraction of the lower interspaces during inspiration (ie, Hoover sign) [62,63], cyanosis, asterixis due to severe hypercapnia, and an enlarged, tender liver due to right heart failure. Neck vein distention may also be observed because of increased intrathoracic pressure, especially during expiration. ●Adjunctive signs – Yellow stains on the fingers due to nicotine and tar from burning tobacco are a clue to ongoing and heavy cigarette smoking [64]. Clubbing of the digits is not typic




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Adjunctive signs – Yellow stains on the fingers due to nicotine and tar from burning tobacco are a clue to ongoing and heavy cigarette smoking [64]. Clubbing of the digits is not typical in COPD (even with associated hypoxemia). Its presence suggests comorbidities such as lung cancer, interstitial lung disease, or bronchiectasis.
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vere hypercapnia, and an enlarged, tender liver due to right heart failure. Neck vein distention may also be observed because of increased intrathoracic pressure, especially during expiration. ●<span>Adjunctive signs – Yellow stains on the fingers due to nicotine and tar from burning tobacco are a clue to ongoing and heavy cigarette smoking [64]. Clubbing of the digits is not typical in COPD (even with associated hypoxemia). Its presence suggests comorbidities such as lung cancer, interstitial lung disease, or bronchiectasis. DIAGNOSTIC EVALUATION Whom to evaluate — Further diagnostic evaluation for COPD is appropriate in adults who report dyspnea, chronic cough, or chronic sputum production, or who have had




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Whom to evaluate — Further diagnostic evaluation for COPD is appropriate in adults who report dyspnea, chronic cough, or chronic sputum production, or who have had a gradual decline in activity level, particularly if they have risk factors for COPD (eg, cigarette smoking, indoor biomass smoke) (table 4A) [1,56].
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the digits is not typical in COPD (even with associated hypoxemia). Its presence suggests comorbidities such as lung cancer, interstitial lung disease, or bronchiectasis. DIAGNOSTIC EVALUATION <span>Whom to evaluate — Further diagnostic evaluation for COPD is appropriate in adults who report dyspnea, chronic cough, or chronic sputum production, or who have had a gradual decline in activity level, particularly if they have risk factors for COPD (eg, cigarette smoking, indoor biomass smoke) (table 4A) [1,56]. Adults without any symptoms should not undergo further testing for COPD. (Related Pathway(s): Chronic obstructive pulmonary disease: Initial diagnosis.) Some patients with significant s




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The CAPTURE questionnaire (Chronic obstructive pulmonary disease Assessment in Primary care To identify Undiagnosed Respiratory disease and Exacerbation risk) is a well-validated tool that can help identify occultly symptomatic patients who would likely benefit from therapy for COPD and would therefore be candidates for diagnostic evaluation using spirometry (table 6) [65,66].
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fail to report these symptoms to physicians. We agree with the Global Initiative for Chronic Obstructive Lung Disease (GOLD) in advocating for active case finding among at risk individuals [1]. <span>The CAPTURE questionnaire (Chronic obstructive pulmonary disease Assessment in Primary care To identify Undiagnosed Respiratory disease and Exacerbation risk) is a well-validated tool that can help identify occultly symptomatic patients who would likely benefit from therapy for COPD and would therefore be candidates for diagnostic evaluation using spirometry (table 6) [65,66]. Notably, in one large trial of its use as a screening tool for clinically significant COPD in a primary care population, the CAPTURE questionnaire exhibited a sensitivity 48 percent, sp




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Based both on the post hoc analysis of results from the CAPTURE screening trial [67] and the increased emphasis on symptoms rather than airflow limitation as a driver of therapeutic strategies [1], use of CAPTURE without peak flow measurements may identify patients appropriate for further evaluation and therapy. Patients with a questionnaire score of 0 to 2 are at lower risk, whereas those with scores 3 to 6 should undergo spirometric evaluation.
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in a primary care population, the CAPTURE questionnaire exhibited a sensitivity 48 percent, specificity 89 percent, positive predictive value 10 percent, and number needed to screen of 82 [67]. <span>Based both on the post hoc analysis of results from the CAPTURE screening trial [67] and the increased emphasis on symptoms rather than airflow limitation as a driver of therapeutic strategies [1], use of CAPTURE without peak flow measurements may identify patients appropriate for further evaluation and therapy. Patients with a questionnaire score of 0 to 2 are at lower risk, whereas those with scores 3 to 6 should undergo spirometric evaluation. Current guidelines do not support population-based screening of asymptomatic adults for COPD with spirometry [68,69], as asymptomatic mild airflow obstruction does not require treatment




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Asymptomatic and nonsmoking individuals with mild airflow obstruction but no history of asthma do not have the same progressive decline in lung function that is observed among individuals who have a similar degree of airflow obstruction and are symptomatic or continue to smoke [70].
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urrent guidelines do not support population-based screening of asymptomatic adults for COPD with spirometry [68,69], as asymptomatic mild airflow obstruction does not require treatment [56,69]. <span>Asymptomatic and nonsmoking individuals with mild airflow obstruction but no history of asthma do not have the same progressive decline in lung function that is observed among individuals who have a similar degree of airflow obstruction and are symptomatic or continue to smoke [70]. How to evaluate — Patients at risk for COPD should be evaluated with spirometry; we also typically obtain laboratory testing for dyspnea (eg, complete blood count, thyroid-stimulating h




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How to evaluate — Patients at risk for COPD should be evaluated with spirometry; we also typically obtain laboratory testing for dyspnea (eg, complete blood count, thyroid-stimulating hormone, N-terminal pro hormone brain natriuretic peptide [BNP]) and a chest radiograph to assess for other cardiac and pulmonary conditions.
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thma do not have the same progressive decline in lung function that is observed among individuals who have a similar degree of airflow obstruction and are symptomatic or continue to smoke [70]. <span>How to evaluate — Patients at risk for COPD should be evaluated with spirometry; we also typically obtain laboratory testing for dyspnea (eg, complete blood count, thyroid-stimulating hormone, N-terminal pro hormone brain natriuretic peptide [BNP]) and a chest radiograph to assess for other cardiac and pulmonary conditions. Spirometry — Spirometry is required to establish the diagnosis of COPD. When evaluating a patient for possible COPD, we typically perform spirometry before and after bronchodilator admi




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The most important values measured during spirometry are the forced expiratory volume in one second (FEV1) and the forced vital capacity (FVC). The postbronchodilator ratio of FEV1/FVC determines whether nonreversible airflow limitation is present [1]; the postbronchodilator percent predicted value for FEV1 determines the severity of airflow limitation (algorithm 1).
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ic feature of COPD. Patients without airflow limitation on prebronchodilator spirometry are highly unlikely to have COPD. (See "Office spirometry", section on 'Post-bronchodilator spirometry'.) <span>The most important values measured during spirometry are the forced expiratory volume in one second (FEV1) and the forced vital capacity (FVC). The postbronchodilator ratio of FEV1/FVC determines whether nonreversible airflow limitation is present [1]; the postbronchodilator percent predicted value for FEV1 determines the severity of airflow limitation (algorithm 1). The ratio of FEV1/FVC is not used to determine severity of airflow limitation because FVC often decreases with increasing obstruction due to air trapping or premature termination of exh




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The ratio of FEV 1/FVC is not used to determine severity of airflow limitation because FVC often decreases with increasing obstruction due to air trapping or premature termination of exhalation.
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FEV1/FVC determines whether nonreversible airflow limitation is present [1]; the postbronchodilator percent predicted value for FEV1 determines the severity of airflow limitation (algorithm 1). <span>The ratio of FEV1/FVC is not used to determine severity of airflow limitation because FVC often decreases with increasing obstruction due to air trapping or premature termination of exhalation. An abnormal postbronchodilator FEV1/FVC ratio has traditionally been thought to be more reliable than prebronchodilator measurements. However, several cohort studies have demonstrated t




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Patients with significant smoking exposure and abnormal prebronchodilator FEV1/FVC, but normal postbronchodilator FEV1/FVC, do not meet diagnostic criteria for COPD; however, they are at high risk for developing COPD. Such patients comprised 6 percent of former or current heavy smokers in one cohort [73]. Compared with smokers without prebronchodilator obstruction, these patients had a higher likelihood of progression to COPD (hazard ratio [HR] 6.2, 95% CI 4.6-8.3), with 61 percent (versus 14 percent) progressing to COPD within five years [73]. We reassess this group of patients with repeat spirometry after one year, or earlier if they have worsening symptoms.
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lator administration to further exclude the diagnosis. In contrast, those with prebronchodilator airflow limitation should undergo postbronchodilator testing to establish the diagnosis of COPD. <span>Patients with significant smoking exposure and abnormal prebronchodilator FEV1/FVC, but normal postbronchodilator FEV1/FVC, do not meet diagnostic criteria for COPD; however, they are at high risk for developing COPD. Such patients comprised 6 percent of former or current heavy smokers in one cohort [73]. Compared with smokers without prebronchodilator obstruction, these patients had a higher likelihood of progression to COPD (hazard ratio [HR] 6.2, 95% CI 4.6-8.3), with 61 percent (versus 14 percent) progressing to COPD within five years [73]. We reassess this group of patients with repeat spirometry after one year, or earlier if they have worsening symptoms. ●Threshold for airflow limitation – The ideal threshold for establishing airflow limitation in the diagnosis of COPD has not been empirically determined. We agree with the GOLD recommen




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Threshold for airflow limitation – The ideal threshold for establishing airflow limitation in the diagnosis of COPD has not been empirically determined. We agree with the GOLD recommendations, which support the simple and well-established use of postbronchodilator FEV1/FVC <0.7 as the threshold for nonreversible airflow limitation [1].
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61 percent (versus 14 percent) progressing to COPD within five years [73]. We reassess this group of patients with repeat spirometry after one year, or earlier if they have worsening symptoms. ●<span>Threshold for airflow limitation – The ideal threshold for establishing airflow limitation in the diagnosis of COPD has not been empirically determined. We agree with the GOLD recommendations, which support the simple and well-established use of postbronchodilator FEV1/FVC <0.7 as the threshold for nonreversible airflow limitation [1]. However, the FEV1/FVC ratio decreases with age, so use of the fifth percentile lower limit of normal (LLN) of the FEV1/FVC ratio (or, equivalently, a z-score of -1.645) rather than the




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However, the FEV1/FVC ratio decreases with age, so use of the fifth percentile lower limit of normal (LLN) of the FEV1/FVC ratio (or, equivalently, a z-score of -1.645) rather than the absolute value of <0.7 has been advocated by some as a dividing point for the diagnosis of COPD and other obstructive lung diseases [74-79].
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ined. We agree with the GOLD recommendations, which support the simple and well-established use of postbronchodilator FEV1/FVC <0.7 as the threshold for nonreversible airflow limitation [1]. <span>However, the FEV1/FVC ratio decreases with age, so use of the fifth percentile lower limit of normal (LLN) of the FEV1/FVC ratio (or, equivalently, a z-score of -1.645) rather than the absolute value of <0.7 has been advocated by some as a dividing point for the diagnosis of COPD and other obstructive lung diseases [74-79]. In practice, the adverse consequences of overdiagnosis of COPD in the elderly by use of a fixed ratio are somewhat mitigated by checking spirometry only in patients with symptoms and ri




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In practice, the adverse consequences of overdiagnosis of COPD in the elderly by use of a fixed ratio are somewhat mitigated by checking spirometry only in patients with symptoms and risk factors for COPD, but underdiagnosis of younger persons with abnormal airflow for age remains a concern.
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quivalently, a z-score of -1.645) rather than the absolute value of <0.7 has been advocated by some as a dividing point for the diagnosis of COPD and other obstructive lung diseases [74-79]. <span>In practice, the adverse consequences of overdiagnosis of COPD in the elderly by use of a fixed ratio are somewhat mitigated by checking spirometry only in patients with symptoms and risk factors for COPD, but underdiagnosis of younger persons with abnormal airflow for age remains a concern. (See "Office spirometry", section on 'Ratio of FEV1/FVC' and "Selecting reference values for pulmonary function tests", section on 'Spirometry'.) One large study pooling data from nearl




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Alternatives to FEV1/FVC – The forced expiratory volume in six seconds (FEV6), obtained by stopping the expiratory effort after six seconds rather than at cessation of airflow, is an acceptable surrogate for the FVC [83-87]. The advantages of the FEV1/FEV6 include less frustration by the patient and technician trying to achieve an end-of-test plateau, less chance of syncope, shorter testing time, and better repeatability, without loss of sensitivity or specificity.
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os) than age- and sex-matched White participants without airway obstruction, a finding which correlated with more significant symptoms despite the absence of spirometrically defined COPD [82]. ●<span>Alternatives to FEV1/FVC – The forced expiratory volume in six seconds (FEV6), obtained by stopping the expiratory effort after six seconds rather than at cessation of airflow, is an acceptable surrogate for the FVC [83-87]. The advantages of the FEV1/FEV6 include less frustration by the patient and technician trying to achieve an end-of-test plateau, less chance of syncope, shorter testing time, and better repeatability, without loss of sensitivity or specificity. If used, the LLN for FEV1/FEV6 from the Third National Health and Nutrition Examination Survey (NHANES III) is a reasonable threshold to diagnose airflow limitation. Global Lung Functio




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Plain chest radiographs have a poor sensitivity for detecting COPD. As an example, only about half of patients with COPD of moderate severity are identified as having COPD by a plain chest radiograph (ie, sensitivity of 50 percent).
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nic dyspnea'.) ●Chest radiograph – For patients with suspected COPD, we typically obtain a chest radiograph to evaluate for alternative parenchymal processes and assess pulmonary comorbidities. <span>Plain chest radiographs have a poor sensitivity for detecting COPD. As an example, only about half of patients with COPD of moderate severity are identified as having COPD by a plain chest radiograph (ie, sensitivity of 50 percent). Radiographic features suggestive of COPD (usually seen in advanced disease) include: •Rapidly tapering vascular shadows, increased radiolucency of the lung, a flat diaphragm, and a long




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Radiographic features suggestive of COPD (usually seen in advanced disease) include:

• Rapidly tapering vascular shadows, increased radiolucency of the lung, a flat diaphragm, and a long, narrow heart shadow on a frontal radiograph (image 1).

• A flat diaphragmatic contour and an increased retrosternal airspace on a lateral radiograph (image 2). These findings are due to hyperinflation.

• Bullae, defined as radiolucent areas larger than one centimeter in diameter and surrounded by arcuate hairline shadows. They are due to locally severe disease and may or may not be accompanied by widespread emphysema (image 3).

• When advanced COPD leads to pulmonary hypertension and cor pulmonale, prominent hilar vascular shadows and encroachment of the heart shadow on the retrosternal space may be seen [88,89]. The cardiac enlargement may become evident only by comparison with previous chest radiographs.

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sitivity for detecting COPD. As an example, only about half of patients with COPD of moderate severity are identified as having COPD by a plain chest radiograph (ie, sensitivity of 50 percent). <span>Radiographic features suggestive of COPD (usually seen in advanced disease) include: •Rapidly tapering vascular shadows, increased radiolucency of the lung, a flat diaphragm, and a long, narrow heart shadow on a frontal radiograph (image 1). •A flat diaphragmatic contour and an increased retrosternal airspace on a lateral radiograph (image 2). These findings are due to hyperinflation. •Bullae, defined as radiolucent areas larger than one centimeter in diameter and surrounded by arcuate hairline shadows. They are due to locally severe disease and may or may not be accompanied by widespread emphysema (image 3). •When advanced COPD leads to pulmonary hypertension and cor pulmonale, prominent hilar vascular shadows and encroachment of the heart shadow on the retrosternal space may be seen [88,89]. The cardiac enlargement may become evident only by comparison with previous chest radiographs. (See "Treatment and prognosis of pulmonary arterial hypertension in adults (group 1)".) ●Computed tomography, for alternative diagnoses or if spirometry is not available – There are set




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Expiratory scans, particularly when used in conjunction with the inspiratory scans, can help to assess nonemphysematous air trapping as a surrogate measure for small airway abnormalities [95]
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and specificity than standard chest radiography for the detection of emphysema. This is particularly true with high-resolution computed tomography (HRCT; ie, collimation of 1 to 2 mm) [90-94]. <span>Expiratory scans, particularly when used in conjunction with the inspiratory scans, can help to assess nonemphysematous air trapping as a surrogate measure for small airway abnormalities [95] (see "High resolution computed tomography of the lungs"). In the absence of other findings, CT-detected emphysema, air trapping, and airway remodelling involving a significant portion o




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In the absence of other findings, CT-detected emphysema, air trapping, and airway remodelling involving a significant portion of the lungs is highly suggestive of COPD, and some have advocated for these findings as an alternative diagnostic pathway [52]. Because spirometry has a larger role in disease staging, is more cost-effective, and avoids unnecessary radiation exposure, we do not favor this approach unless spirometry cannot be obtained.
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with the inspiratory scans, can help to assess nonemphysematous air trapping as a surrogate measure for small airway abnormalities [95] (see "High resolution computed tomography of the lungs"). <span>In the absence of other findings, CT-detected emphysema, air trapping, and airway remodelling involving a significant portion of the lungs is highly suggestive of COPD, and some have advocated for these findings as an alternative diagnostic pathway [52]. Because spirometry has a larger role in disease staging, is more cost-effective, and avoids unnecessary radiation exposure, we do not favor this approach unless spirometry cannot be obtained. CT scanning may also be performed when symptoms or the physical examination suggest a potential complication of COPD (eg, pneumonia, pneumothorax, giant bullae), an alternate diagnosis




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Centriacinar emphysema occurs preferentially in the upper lobes and produces holes in the center of secondary pulmonary lobules. The walls of emphysematous spaces are usually imperceptible, but central vessels may be visible (image 4). In contrast, the walls of cysts in pulmonary Langerhans histiocytosis, another cystic lung disease of cigarette smokers, are thicker (image 5)
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CT scan features can anatomically characterize the emphysema as centriacinar (centrilobular), panacinar, or paraseptal, although this is usually not necessary for clinical management [93,96]: •<span>Centriacinar emphysema occurs preferentially in the upper lobes and produces holes in the center of secondary pulmonary lobules. The walls of emphysematous spaces are usually imperceptible, but central vessels may be visible (image 4). In contrast, the walls of cysts in pulmonary Langerhans histiocytosis, another cystic lung disease of cigarette smokers, are thicker (image 5). (See 'Pathology' above.) •Panacinar emphysema more commonly involves the lung bases and involves the entire secondary pulmonary lobule (image 6). Panacinar emphysema can cause a genera




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Panacinar emphysema more commonly involves the lung bases and involves the entire secondary pulmonary lobule (image 6). Panacinar emphysema can cause a generalized paucity of vascular structures. Among patients with alpha-1 antitrypsin deficiency, panacinar emphysema is the more common pattern.
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y be visible (image 4). In contrast, the walls of cysts in pulmonary Langerhans histiocytosis, another cystic lung disease of cigarette smokers, are thicker (image 5). (See 'Pathology' above.) •<span>Panacinar emphysema more commonly involves the lung bases and involves the entire secondary pulmonary lobule (image 6). Panacinar emphysema can cause a generalized paucity of vascular structures. Among patients with alpha-1 antitrypsin deficiency, panacinar emphysema is the more common pattern. (See "Clinical manifestations, diagnosis, and natural history of alpha-1 antitrypsin deficiency", section on 'Clinical manifestations'.) •Paraseptal (distal acinar) emphysema produces s




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Paraseptal (distal acinar) emphysema produces small, subpleural collections of gas located in the periphery of the secondary pulmonary lobule (image 7). It is considered to be the precursor of bullae (image 8).
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ciency, panacinar emphysema is the more common pattern. (See "Clinical manifestations, diagnosis, and natural history of alpha-1 antitrypsin deficiency", section on 'Clinical manifestations'.) •<span>Paraseptal (distal acinar) emphysema produces small, subpleural collections of gas located in the periphery of the secondary pulmonary lobule (image 7). It is considered to be the precursor of bullae (image 8). (See 'Pathology' above.) Newer CT scanners with higher resolution and new analytical methods can resolve airway dimensions, although the clinical significance of these measures is undef




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The diagnosis of COPD is confirmed by the following [1,100]:

● Spirometry demonstrating airflow limitation (ie, a forced expiratory volume in one second/forced vital capacity [FEV1/FVC] ratio less than 0.7 or below the lower limit of normal [LLN]) that is incompletely reversible after the administration of an inhaled bronchodilator (table 4A-B). (See 'Spirometry' above.)

● Absence of an alternative explanation for the symptoms and airflow limitation (table 5) [1].

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door biomass smoke), a family history of chronic lung disease, or presence of associated comorbidities (table 1). (Related Pathway(s): Chronic obstructive pulmonary disease: Initial diagnosis.) <span>The diagnosis of COPD is confirmed by the following [1,100]: ●Spirometry demonstrating airflow limitation (ie, a forced expiratory volume in one second/forced vital capacity [FEV1/FVC] ratio less than 0.7 or below the lower limit of normal [LLN]) that is incompletely reversible after the administration of an inhaled bronchodilator (table 4A-B). (See 'Spirometry' above.) ●Absence of an alternative explanation for the symptoms and airflow limitation (table 5) [1]. The differential diagnosis of COPD is discussed below. (See 'Differential diagnosis' below and "Approach to the patient with dyspnea".) DIFFERENTIAL DIAGNOSIS — Among patients who prese




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Typically, persistent airflow limitation on pulmonary function testing and absence of radiographic features of heart failure or interstitial lung disease direct the clinician to a narrower differential, which includes COPD, chronic obstructive asthma, bronchiectasis, tuberculosis, constrictive bronchiolitis, and diffuse panbronchiolitis [1]. Importantly, these conditions are not mutually exclusive and commonly occur together. For example, patients with asthma may develop COPD, and patients with COPD may have concurrent bronchiectasis.
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sent in mid or later life with dyspnea, cough, and sputum production, the differential diagnosis is broad (eg, heart failure, COPD, interstitial lung disease, thromboembolic disease) (table 5). <span>Typically, persistent airflow limitation on pulmonary function testing and absence of radiographic features of heart failure or interstitial lung disease direct the clinician to a narrower differential, which includes COPD, chronic obstructive asthma, bronchiectasis, tuberculosis, constrictive bronchiolitis, and diffuse panbronchiolitis [1]. Importantly, these conditions are not mutually exclusive and commonly occur together. For example, patients with asthma may develop COPD, and patients with COPD may have concurrent bronchiectasis. ●Chronic obstructive asthma – Older patients with a lifetime history of asthma may develop chronic airway remodeling including fixed airway obstruction. For patients without risk factor




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As an example, a patient who has suffered from atopic asthma since childhood and smoked cigarettes for 15 years in their twenties and thirties could present in their fifties with a combination of asthma and COPD. Recognizing the coexistence of these diseases is essential in devising a treatment plan that reflects both underlying disease processes.
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ic obstructive asthma is the presumed diagnosis in these cases. In patients with risk factors for COPD, however, a clear distinction between chronic obstructive asthma and COPD is not possible. <span>As an example, a patient who has suffered from atopic asthma since childhood and smoked cigarettes for 15 years in their twenties and thirties could present in their fifties with a combination of asthma and COPD. Recognizing the coexistence of these diseases is essential in devising a treatment plan that reflects both underlying disease processes. (See 'Interrelationships among these conditions' above and "Asthma in adolescents and adults: Evaluation and diagnosis" and "Asthma and COPD overlap (ACO)".) ●Chronic bronchitis with no




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Chronic bronchitis with normal spirometry – A small portion of cigarette smokers have a chronic productive cough for three months in each of two successive years but do not have airflow limitation on pulmonary function tests. They are not considered to have COPD, although they may develop COPD if they continue to smoke.
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both underlying disease processes. (See 'Interrelationships among these conditions' above and "Asthma in adolescents and adults: Evaluation and diagnosis" and "Asthma and COPD overlap (ACO)".) ●<span>Chronic bronchitis with normal spirometry – A small portion of cigarette smokers have a chronic productive cough for three months in each of two successive years but do not have airflow limitation on pulmonary function tests. They are not considered to have COPD, although they may develop COPD if they continue to smoke. (See 'Interrelationships among these conditions' above.) ●Central airway obstruction – Central airway obstruction can be caused by numerous benign and malignant processes and can mimic




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Conditions associated with central airway obstruction
Malignant Nonmalignant
Primary endoluminal malignancy
  • Bronchogenic
  • Adenoid cystic
  • Mucoepidermoid
  • Carcinoid
  • Plasmacytoma

Metastatic carcinoma to the airway

  • Bronchogenic
  • Renal cell
  • Breast
  • Thyroid
  • Colon
  • Sarcoma
  • Melanoma

Laryngeal and nasopharyngeal carcinoma

Esophageal carcinoma

Mediastinal tumors

  • Thymic carcinoma
  • Thyroid carcinoma
  • Germ cell tumors (eg, teratoma)

Lymphadenopathy

  • Associated with any of the above malignancies
  • Lymphoma
Benign airway tumors
  • Squamous cell papilloma
  • Hamartoma

Lymphadenopathy

  • Sarcoidosis
  • Infectious (ie, tuberculosis)

Vascular

  • Vascular ring
  • Vascular aneurysm

Cartilage

  • Relapsing polychondritis

Granulation tissue

  • Endotracheal tubes
  • Tracheostomy tubes
  • Airway stents
  • Foreign bodies
  • Surgical anastomosis (eg, post resection or transplant)
  • Granulomatosis with polyangiitis (Wegener)
  • Rhinoscleroma (klebsiella infection)

Pseudotumor

  • Endobronchial pseudotumor

Hyperdynamic

  • Tracheomalacia
  • Bronchomalacia

Webs

  • Idiopathic progressive subglottic stenosis
  • Tuberculosis
  • Sarcoidosis

Other

  • Goiter
  • Mucus plug
  • Vocal cord paralysis
  • Airway hematoma
  • Burn/smoke injury
  • Epiglottitis
  • Blood clot
  • Amyloid
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Mobile Access Help & Training Demos Wolters Kluwer Health Emmi® Facts & Comparisons® Lexicomp® Medi-Span® Loading Please wait 11 of 26 Export to Powerpoint Print Share Bookmark Feedback <span>Conditions associated with central airway obstruction Malignant Nonmalignant Primary endoluminal malignancy Bronchogenic Adenoid cystic Mucoepidermoid Carcinoid Plasmacytoma Metastatic carcinoma to the airway Bronchogenic Renal cell Breast Thyroid Colon Sarcoma Melanoma Laryngeal and nasopharyngeal carcinoma Esophageal carcinoma Mediastinal tumors Thymic carcinoma Thyroid carcinoma Germ cell tumors (eg, teratoma) Lymphadenopathy Associated with any of the above malignancies Lymphoma Benign airway tumors Squamous cell papilloma Hamartoma Lymphadenopathy Sarcoidosis Infectious (ie, tuberculosis) Vascular Vascular ring Vascular aneurysm Cartilage Relapsing polychondritis Granulation tissue Endotracheal tubes Tracheostomy tubes Airway stents Foreign bodies Surgical anastomosis (eg, post resection or transplant) Granulomatosis with polyangiitis (Wegener) Rhinoscleroma (klebsiella infection) Pseudotumor Endobronchial pseudotumor Hyperdynamic Tracheomalacia Bronchomalacia Webs Idiopathic progressive subglottic stenosis Tuberculosis Sarcoidosis Other Goiter Mucus plug Vocal cord paralysis Airway hematoma Burn/smoke injury Epiglottitis Blood clot Amyloid Modified with permission from: Ernst A, Feller-Kopman D, Becker HD, Mehta AC. Central airway obstruction. Am J Respir Crit Care Med 2004; 169:1278. Copyright © 2004 American Thoracic So




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Central airway obstruction – Central airway obstruction can be caused by numerous benign and malignant processes and can mimic COPD with a slowly progressive dyspnea on exertion followed by dyspnea with minimal activity (table 7). Monophonic wheezing or stridor may be present. Symptoms are minimally improved by inhaled bronchodilator, if at all. A high index of suspicion is needed as conventional chest radiographs are rarely diagnostic. Though insensitive, flow-volume loops can show the characteristic changes of central airway obstruction, frequently before abnormalities in the spirometric volumes are noted (figure 1 and figure 2) [101]. A high-resolution computed tomography (HRCT) scan with three-dimensional reconstruction can be helpful. The gold standard for diagnosis is direct visualization.
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limitation on pulmonary function tests. They are not considered to have COPD, although they may develop COPD if they continue to smoke. (See 'Interrelationships among these conditions' above.) ●<span>Central airway obstruction – Central airway obstruction can be caused by numerous benign and malignant processes and can mimic COPD with a slowly progressive dyspnea on exertion followed by dyspnea with minimal activity (table 7). Monophonic wheezing or stridor may be present. Symptoms are minimally improved by inhaled bronchodilator, if at all. A high index of suspicion is needed as conventional chest radiographs are rarely diagnostic. Though insensitive, flow-volume loops can show the characteristic changes of central airway obstruction, frequently before abnormalities in the spirometric volumes are noted (figure 1 and figure 2) [101]. A high-resolution computed tomography (HRCT) scan with three-dimensional reconstruction can be helpful. The gold standard for diagnosis is direct visualization. (See "Clinical presentation, diagnostic evaluation, and management of malignant central airway obstruction in adults", section on 'Diagnostic evaluation and initial management' and "Pre




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Bronchiectasis – Bronchiectasis, a condition of abnormal widening of the bronchi that is associated with chronic or recurrent infection, shares many clinical features with COPD, including inflamed and easily collapsible airways, obstruction to airflow, and exacerbations characterized by increased dyspnea and sputum production. Bronchiectasis is suspected on the basis of prominent symptoms of cough and daily mucopurulent sputum production. The diagnosis is usually established clinically based on the characteristic cough and sputum production and the presence of bronchial wall thickening and luminal dilatation on chest CT scans.
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initial management' and "Presentation and diagnostic evaluation of non-life-threatening and nonmalignant subglottic and tracheal stenosis in adults", section on 'Initial diagnostic testing'.) ●<span>Bronchiectasis – Bronchiectasis, a condition of abnormal widening of the bronchi that is associated with chronic or recurrent infection, shares many clinical features with COPD, including inflamed and easily collapsible airways, obstruction to airflow, and exacerbations characterized by increased dyspnea and sputum production. Bronchiectasis is suspected on the basis of prominent symptoms of cough and daily mucopurulent sputum production. The diagnosis is usually established clinically based on the characteristic cough and sputum production and the presence of bronchial wall thickening and luminal dilatation on chest CT scans. (See "Clinical manifestations and diagnosis of bronchiectasis in adults".) ●Heart failure – Heart failure is a common cause of dyspnea among middle-aged and older patients and some pati




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Heart failure – Heart failure is a common cause of dyspnea among middle-aged and older patients and some patients experience chest tightness and wheezing with fluid overload due to heart failure. Occasionally, airflow limitation is noted, although a restrictive pattern is more common. Heart failure is usually differentiated by the presence of fine basilar crackles, radiographic evidence of an increased heart size, and pulmonary edema. The brain natriuretic peptide (BNP) is typically increased in heart failure but can also be increased during right heart strain from cor pulmonale.
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c cough and sputum production and the presence of bronchial wall thickening and luminal dilatation on chest CT scans. (See "Clinical manifestations and diagnosis of bronchiectasis in adults".) ●<span>Heart failure – Heart failure is a common cause of dyspnea among middle-aged and older patients and some patients experience chest tightness and wheezing with fluid overload due to heart failure. Occasionally, airflow limitation is noted, although a restrictive pattern is more common. Heart failure is usually differentiated by the presence of fine basilar crackles, radiographic evidence of an increased heart size, and pulmonary edema. The brain natriuretic peptide (BNP) is typically increased in heart failure but can also be increased during right heart strain from cor pulmonale. (See "Heart failure: Clinical manifestations and diagnosis in adults".) ●Tuberculosis – In an area endemic for tuberculosis, the overall prevalence of airflow obstruction was 31 percent




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Tuberculosis – In an area endemic for tuberculosis, the overall prevalence of airflow obstruction was 31 percent among those with a past history of tuberculosis compared with 14 percent among those without [102,103]. This association was unchanged after adjustment for respiratory disease in childhood, smoking, and exposure to dust and smoke. Thus, tuberculosis is both a risk factor for COPD and a potential comorbidity [1].
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de (BNP) is typically increased in heart failure but can also be increased during right heart strain from cor pulmonale. (See "Heart failure: Clinical manifestations and diagnosis in adults".) ●<span>Tuberculosis – In an area endemic for tuberculosis, the overall prevalence of airflow obstruction was 31 percent among those with a past history of tuberculosis compared with 14 percent among those without [102,103]. This association was unchanged after adjustment for respiratory disease in childhood, smoking, and exposure to dust and smoke. Thus, tuberculosis is both a risk factor for COPD and a potential comorbidity [1]. (See "Clinical manifestations and complications of pulmonary tuberculosis".) ●Constrictive bronchiolitis – Constrictive bronchiolitis, also known as bronchiolitis obliterans, is charact




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Constrictive bronchiolitis – Constrictive bronchiolitis, also known as bronchiolitis obliterans, is characterized by submucosal and peribronchiolar fibrosis that causes concentric narrowing of the bronchiolar lumen. Constrictive bronchiolitis is most commonly seen following inhalation injury, transplantation (eg, bone marrow, lung), or in the context of rheumatoid lung or inflammatory bowel disease (table 8). Symptoms include progressive onset of cough and dyspnea associated with hypoxemia at rest or with exercise. Crackles may be present. Pulmonary function tests show a progressive and irreversible airflow limitation. Findings on inspiratory CT scan include centrilobular bronchial wall thickening, bronchiolar dilation, tree-in-bud pattern, and a mosaic ground-glass attenuation pattern.
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and exposure to dust and smoke. Thus, tuberculosis is both a risk factor for COPD and a potential comorbidity [1]. (See "Clinical manifestations and complications of pulmonary tuberculosis".) ●<span>Constrictive bronchiolitis – Constrictive bronchiolitis, also known as bronchiolitis obliterans, is characterized by submucosal and peribronchiolar fibrosis that causes concentric narrowing of the bronchiolar lumen. Constrictive bronchiolitis is most commonly seen following inhalation injury, transplantation (eg, bone marrow, lung), or in the context of rheumatoid lung or inflammatory bowel disease (table 8). Symptoms include progressive onset of cough and dyspnea associated with hypoxemia at rest or with exercise. Crackles may be present. Pulmonary function tests show a progressive and irreversible airflow limitation. Findings on inspiratory CT scan include centrilobular bronchial wall thickening, bronchiolar dilation, tree-in-bud pattern, and a mosaic ground-glass attenuation pattern. (See "Overview of bronchiolar disorders in adults", section on 'Bronchiolitis obliterans'.) ●Diffuse panbronchiolitis – Diffuse panbronchiolitis is predominantly seen in male nonsmokers




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Lymphangioleiomyomatosis – Lymphangioleiomyomatosis (LAM) is seen primarily in young females of childbearing age. Pulmonary function testing frequently reveals mild airflow obstruction, although a mixed obstructive-restrictive pattern may be seen. CT scans typically demonstrate small, thin-walled cysts that can at times be confused with emphysema. However, the airspaces in emphysema are not actually cysts but are caused by the destruction of alveolar walls and permanent enlargement of distal airspaces, so the "walls" are typically inapparent.
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se centrilobular nodular and linear opacities corresponding to thickened and dilated bronchiolar walls with intraluminal mucous plugs. (See "Diffuse panbronchiolitis", section on 'Diagnosis'.) ●<span>Lymphangioleiomyomatosis – Lymphangioleiomyomatosis (LAM) is seen primarily in young females of childbearing age. Pulmonary function testing frequently reveals mild airflow obstruction, although a mixed obstructive-restrictive pattern may be seen. CT scans typically demonstrate small, thin-walled cysts that can at times be confused with emphysema. However, the airspaces in emphysema are not actually cysts but are caused by the destruction of alveolar walls and permanent enlargement of distal airspaces, so the "walls" are typically inapparent. (See 'Diagnosis' above and "Sporadic lymphangioleiomyomatosis: Epidemiology and pathogenesis" and "Diagnostic approach to the adult with cystic lung disease".) POST-DIAGNOSTIC WORK-UP —




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Etiologic evaluation, including alpha-1 antitrypsin testing — If not performed prior to establishing the diagnosis, a new diagnosis of COPD should prompt a search for underlying etiologic factors. For many patients, the etiology is long-term cigarette smoking. However, it is important to review with the patient whether underlying asthma, workplace exposures, indoor use of biomass fuel, a prior history of tuberculosis, or familial predisposition is contributory because mitigation of ongoing exposures may reduce disease progression (table 2). (See 'Risk factors, including smoking and inhalational exposures' above and "Chronic obstructive pulmonary disease: Risk factors and risk reduction".)

It is appropriate to test all patients with COPD for alpha-1 antitrypsin (AAT) deficiency by obtaining an AAT serum level and AAT genotyping (algorithm 2) [1,104,105].

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ystic lung disease".) POST-DIAGNOSTIC WORK-UP — Following a diagnosis of COPD, additional testing may be appropriate to assess disease severity and guide optimal initial therapeutic management. <span>Etiologic evaluation, including alpha-1 antitrypsin testing — If not performed prior to establishing the diagnosis, a new diagnosis of COPD should prompt a search for underlying etiologic factors. For many patients, the etiology is long-term cigarette smoking. However, it is important to review with the patient whether underlying asthma, workplace exposures, indoor use of biomass fuel, a prior history of tuberculosis, or familial predisposition is contributory because mitigation of ongoing exposures may reduce disease progression (table 2). (See 'Risk factors, including smoking and inhalational exposures' above and "Chronic obstructive pulmonary disease: Risk factors and risk reduction".) It is appropriate to test all patients with COPD for alpha-1 antitrypsin (AAT) deficiency by obtaining an AAT serum level and AAT genotyping (algorithm 2) [1,104,105]. (See "Clinical manifestations, diagnosis, and natural history of alpha-1 antitrypsin deficiency", section on 'Evaluation and diagnosis'.) Exercise capacity — Objectively measured exerci




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Exercise capacity — Objectively measured exercise impairment is a strong signal of overall health status and a predictor of prognosis in COPD [106,107]. For patients with COPD, we perform a formal six-minute walk test with ambulatory oximetry measurement. This allows for assessment of exercise capacity as well as a determination of gas exchange during exercise. Patients with exertional hypoxemia should have further assessment of their gas exchange.
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rum level and AAT genotyping (algorithm 2) [1,104,105]. (See "Clinical manifestations, diagnosis, and natural history of alpha-1 antitrypsin deficiency", section on 'Evaluation and diagnosis'.) <span>Exercise capacity — Objectively measured exercise impairment is a strong signal of overall health status and a predictor of prognosis in COPD [106,107]. For patients with COPD, we perform a formal six-minute walk test with ambulatory oximetry measurement. This allows for assessment of exercise capacity as well as a determination of gas exchange during exercise. Patients with exertional hypoxemia should have further assessment of their gas exchange. (See 'Assessing gas exchange, in select patients' below.) Timed walking tests can assess pulmonary disability and may uncover previously unrecognized severe disease in patients with red




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Lung volumes, for those with impaired vital capacity — When a reduced forced vital capacity (FVC) is present on postbronchodilator spirometry, we perform lung volume measurement by body plethysmography to determine whether the reduction in FVC is due to air trapping, hyperinflation, or a concomitant restrictive ventilatory defect. Body plethysmography is strongly preferred for lung volume measurement when available because gas dilution methods may be insensitive for the detection of air trapping.
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patients with dyspnea or a history of exacerbations. (See "Evaluation of pulmonary disability", section on 'Exercise tests' and "Pulmonary rehabilitation", section on 'Preprogram evaluation'.) <span>Lung volumes, for those with impaired vital capacity — When a reduced forced vital capacity (FVC) is present on postbronchodilator spirometry, we perform lung volume measurement by body plethysmography to determine whether the reduction in FVC is due to air trapping, hyperinflation, or a concomitant restrictive ventilatory defect. Body plethysmography is strongly preferred for lung volume measurement when available because gas dilution methods may be insensitive for the detection of air trapping. Decreased inspiratory capacity (IC) and vital capacity, accompanied by an increased total lung capacity (TLC), functional residual capacity (FRC), and residual volume (RV), are indicati




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An increased FRC or RV with a normal TLC is indicative of air trapping without hyperinflation.
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piratory capacity (IC) and vital capacity, accompanied by an increased total lung capacity (TLC), functional residual capacity (FRC), and residual volume (RV), are indicative of hyperinflation. <span>An increased FRC or RV with a normal TLC is indicative of air trapping without hyperinflation. Restrictive deficits will present with a reduced TLC, and restrictive interstitial lung diseases will demonstrate reductions in TLC, FRC, and RV. (See "Overview of pulmonary function te




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Assessing gas exchange, in select patients — We perform additional assessment of gas exchange in patients with COPD with moderate to severe airflow limitation (forced expiratory volume in one second [FEV1] ≤50 percent predicted or z-score ≤-2.5), marginal resting oxygen saturation [O2Sat] (O2Sat ≤92 percent), exertional hypoxemia (O2Sat <90 percent), or severe dyspnea (modified Medical Research Council [mMRC] score ≥2) (calculator 1).
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diseases will demonstrate reductions in TLC, FRC, and RV. (See "Overview of pulmonary function testing in adults", section on 'Lung volumes' and "Dynamic hyperinflation in patients with COPD".) <span>Assessing gas exchange, in select patients — We perform additional assessment of gas exchange in patients with COPD with moderate to severe airflow limitation (forced expiratory volume in one second [FEV1] ≤50 percent predicted or z-score ≤-2.5), marginal resting oxygen saturation [O2Sat] (O2Sat ≤92 percent), exertional hypoxemia (O2Sat <90 percent), or severe dyspnea (modified Medical Research Council [mMRC] score ≥2) (calculator 1). ●Diffusing capacity for carbon monoxide (DLCO) – Although DLCO decreases in proportion to the severity of emphysema in most patients with COPD, it cannot be used to detect mild emphysem




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Arterial blood gas – A resting arterial blood gas demonstrating arterial oxygen tension (PaO2) ≤55 mmHg (7.33 kPa) is an indication for continuous supplemental oxygen. Similarly, the presence of chronic respiratory acidosis (figure 3 and figure 4) should lead to evaluation for sleep-disordered breathing and possible nocturnal noninvasive ventilation. (See "Long-term supplemental oxygen therapy" and "Nocturnal ventilatory support in COPD".)
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concomitant restrictive lung disease or pulmonary hypertension, which require further work-up. (See "Clinical features and diagnosis of pulmonary hypertension of unclear etiology in adults".) ●<span>Arterial blood gas – A resting arterial blood gas demonstrating arterial oxygen tension (PaO2) ≤55 mmHg (7.33 kPa) is an indication for continuous supplemental oxygen. Similarly, the presence of chronic respiratory acidosis (figure 3 and figure 4) should lead to evaluation for sleep-disordered breathing and possible nocturnal noninvasive ventilation. (See "Long-term supplemental oxygen therapy" and "Nocturnal ventilatory support in COPD".) ●CT imaging – While chest CT imaging is not recommended for all patients, we agree with the global initiative for obstructive lung disease recommendations, which suggest CT imaging in t




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CT imaging – While chest CT imaging is not recommended for all patients, we agree with the global initiative for obstructive lung disease recommendations, which suggest CT imaging in the following circumstances: patients with persistent exacerbations; symptoms out of proportion to disease severity on lung function testing; FEV1 less than 45 percent predicted with significant hyperinflation (as consideration for endobronchial valve placement); those meeting criteria for lung volume reduction surgery; and patients meeting criteria for lung cancer screening [1].
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uld lead to evaluation for sleep-disordered breathing and possible nocturnal noninvasive ventilation. (See "Long-term supplemental oxygen therapy" and "Nocturnal ventilatory support in COPD".) ●<span>CT imaging – While chest CT imaging is not recommended for all patients, we agree with the global initiative for obstructive lung disease recommendations, which suggest CT imaging in the following circumstances: patients with persistent exacerbations; symptoms out of proportion to disease severity on lung function testing; FEV1 less than 45 percent predicted with significant hyperinflation (as consideration for endobronchial valve placement); those meeting criteria for lung volume reduction surgery; and patients meeting criteria for lung cancer screening [1]. ASSESSMENT OF SEVERITY AND STAGING — Several different strategies have been devised to categorize patients for the purposes of disease management and prognosis. While historical approac




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While historical approaches generally weighed spirometric values more strongly, it has been increasingly recognized that other aspects of disease, such as the severity of symptoms, risk of exacerbations, and the presence of comorbidities, are important to the patient's experience and to disease prognosis [1,111].
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a for lung cancer screening [1]. ASSESSMENT OF SEVERITY AND STAGING — Several different strategies have been devised to categorize patients for the purposes of disease management and prognosis. <span>While historical approaches generally weighed spirometric values more strongly, it has been increasingly recognized that other aspects of disease, such as the severity of symptoms, risk of exacerbations, and the presence of comorbidities, are important to the patient's experience and to disease prognosis [1,111]. GOLD classification systems — While the Global Initiative for Chronic Obstructive Lung Disease (GOLD) strategy recommends COPD diagnosis using symptoms accompanied by a forced expirator




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● GOLD 1 (mild disease): FEV1 ≥80 percent predicted

● GOLD 2 (moderate disease): FEV1 between 50 and 80 percent predicted

● GOLD 3 (severe disease): FEV1 between 30 and 50 percent predicted

● GOLD 4 (very severe disease): FEV1 <30 percent predicted

This spirometric severity grading system is important due to its simplicity and subsequent use in many clinical trials and observational studies; however, its prognostic capacity for mortality is modest [112].

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ced expiratory volume in one second (FEV1)/ forced vital capacity (FVC) ratio <0.7, the severity of obstruction is determined by the FEV1 percent predicted. The GOLD system uses four grades: <span>●GOLD 1 (mild disease): FEV1 ≥80 percent predicted ●GOLD 2 (moderate disease): FEV1 between 50 and 80 percent predicted ●GOLD 3 (severe disease): FEV1 between 30 and 50 percent predicted ●GOLD 4 (very severe disease): FEV1 <30 percent predicted This spirometric severity grading system is important due to its simplicity and subsequent use in many clinical trials and observational studies; however, its prognostic capacity for mortality is modest [112]. Other groups have suggested potential spirometry-derived alternatives to the GOLD Grade system. For example, the STaging of Airflow obstruction by Ratio (STAR) severity classification s




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Other groups have suggested potential spirometry-derived alternatives to the GOLD Grade system. For example, the STaging of Airflow obstruction by Ratio (STAR) severity classification scheme was derived using approximately the 25th, 50th, and 75th percentile of the FEV1/FVC ratios from the COPDGene cohort study and validated using COPDGene and a second independent cohort [113]. Like GOLD, this classification divides patients with COPD into 4 stages: STAR stage 1 is defined by an FEV1/FVC ratio between 0.6 and 0.7; STAR stage 2 by an FEV1/FVC ratio between 0.5 and 0.6; STAR stage 3 by an FEV1/FVC ratio between 0.4 and 0.5; and STAR stage 4 by an FEV1/FVC ratio <0.4.
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severity grading system is important due to its simplicity and subsequent use in many clinical trials and observational studies; however, its prognostic capacity for mortality is modest [112]. <span>Other groups have suggested potential spirometry-derived alternatives to the GOLD Grade system. For example, the STaging of Airflow obstruction by Ratio (STAR) severity classification scheme was derived using approximately the 25th, 50th, and 75th percentile of the FEV1/FVC ratios from the COPDGene cohort study and validated using COPDGene and a second independent cohort [113]. Like GOLD, this classification divides patients with COPD into 4 stages: STAR stage 1 is defined by an FEV1/FVC ratio between 0.6 and 0.7; STAR stage 2 by an FEV1/FVC ratio between 0.5 and 0.6; STAR stage 3 by an FEV1/FVC ratio between 0.4 and 0.5; and STAR stage 4 by an FEV1/FVC ratio <0.4. The GOLD and STAR systems provided similar discrimination for mortality and successfully separated patients in the studied observational cohorts by dyspnea, respiratory quality of life,




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STAR requires further validation in population-based cohorts before it can be widely adopted.
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on age, height, or race/ethnicity. It does, however, depend on obtaining good-quality spirometry (eg, expiratory plateau in the last second of expiration or expiratory time ≥15 seconds) [114]. <span>STAR requires further validation in population-based cohorts before it can be widely adopted. While GOLD grade relates to spirometric severity of disease, GOLD recommends a different system, the ABE assessment tool, for use in determining initial therapy. The GOLD ABE assessment




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While GOLD grade relates to spirometric severity of disease, GOLD recommends a different system, the ABE assessment tool, for use in determining initial therapy. The GOLD ABE assessment tool uses an individual’s symptoms (ie, modified Medical Research Council [mMRC] dyspnea scale (calculator 1) or COPD Assessment Test (calculator 2)) and exacerbation history to guide pharmacotherapy (algorithm 3) [1]. The multidimensional GOLD "ABE" evaluation is discussed in more detail separately in the context of initial management of COPD. (See "Stable COPD: Initial pharmacologic management".)
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try (eg, expiratory plateau in the last second of expiration or expiratory time ≥15 seconds) [114]. STAR requires further validation in population-based cohorts before it can be widely adopted. <span>While GOLD grade relates to spirometric severity of disease, GOLD recommends a different system, the ABE assessment tool, for use in determining initial therapy. The GOLD ABE assessment tool uses an individual’s symptoms (ie, modified Medical Research Council [mMRC] dyspnea scale (calculator 1) or COPD Assessment Test (calculator 2)) and exacerbation history to guide pharmacotherapy (algorithm 3) [1]. The multidimensional GOLD "ABE" evaluation is discussed in more detail separately in the context of initial management of COPD. (See "Stable COPD: Initial pharmacologic management".) (Related Pathway(s): Chronic obstructive pulmonary disease: Severity assessment and selection of initial therapy in adults.) We agree with the GOLD strategy to monitor postbronchodilato




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We agree with the GOLD strategy to monitor postbronchodilator spirometry yearly to track decline in FEV1, which may identify patients whose disease is progressing more quickly than usual.
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ment of COPD. (See "Stable COPD: Initial pharmacologic management".) (Related Pathway(s): Chronic obstructive pulmonary disease: Severity assessment and selection of initial therapy in adults.) <span>We agree with the GOLD strategy to monitor postbronchodilator spirometry yearly to track decline in FEV1, which may identify patients whose disease is progressing more quickly than usual. Follow-up spirometric assessment may also be helpful in therapeutic decision making when considering multiple potential causes of worsening dyspnea. Finally, spirometric values remain a




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BODE index — The BODE index is another system for assessment of COPD severity and prognosis. It is calculated based on weight (body mass index [BMI]), airflow limitation (FEV1), dyspnea (mMRC dyspnea score) (calculator 1), and exercise capacity (six-minute walk distance) (calculator 3), and it has been used to assess an individual’s risk of death.
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pulmonary disease", section on 'Lung Volume Reduction, in select patients with dyspnea' and "Management of refractory chronic obstructive pulmonary disease", section on 'Lung transplantation'.) <span>BODE index — The BODE index is another system for assessment of COPD severity and prognosis. It is calculated based on weight (body mass index [BMI]), airflow limitation (FEV1), dyspnea (mMRC dyspnea score) (calculator 1), and exercise capacity (six-minute walk distance) (calculator 3), and it has been used to assess an individual’s risk of death. This index provides better prognostic information than the FEV1 alone and can be used to assess therapeutic response to medications, pulmonary rehabilitation therapy, and other interven




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While FEV1 is used to gauge severity, the FEV1/FVC ratio is not used for this purpose because measurement of FVC becomes less reliable as the disease progresses (the long exhalations are difficult for the patients), thus making the ratio less accurate unless high-quality spirometry is ensured (algorithm 1).
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dicted An advantage of this staging system is that it simplifies the interpretation of spirometry; any spirometric finding results in a classification, which is not the case in the GOLD system. <span>While FEV1 is used to gauge severity, the FEV1/FVC ratio is not used for this purpose because measurement of FVC becomes less reliable as the disease progresses (the long exhalations are difficult for the patients), thus making the ratio less accurate unless high-quality spirometry is ensured (algorithm 1). (See "Chronic obstructive pulmonary disease: Prognostic factors and comorbid conditions", section on 'Forced expiratory volume in one second' and "Office spirometry", section on 'Interp